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The following are the most common reasons investors
make claims against investment promoters. Take this
test to determine whether you may have been the victim
of fraud or other misconduct.
- Did you suffer losses on investments that were represented
to be safe
or risk-free?
- Did you find out after
you invested that the company you purchased was experiencing
financial difficulties?
- Did your broker offer only sketchy,
incomplete descriptions of the companies
he was recommending for investment?
- Did the salesman use high
pressure sales tactics to convince
you to purchase?
- Did you later learn that the stock broker company
owned the stock
that it sold to you?
- Did your broker first contact you by telephone from
a far-away office?
- Did your investment professional lose money that
was earmarked for retirement?
- Was your money invested primarily in high-risk
stocks of obscure companies that were
unknown to you?
- Were your investments over-concentrated
in one security or one sector?
- Did your broker increase your investment activity
through the use of margin
borrowings?
- Did your broker engage in frequent
in and out trading, also known as
account churning?
- Did the broker make investments that were not
authorized by you in advance?
- Did your broker refuse
to liquidate an investment you wanted
to sell?
- Did you lose money because the broker failed to
execute trades on a timely
basis?
- Do you have reason to believe the price you paid
for a stock was excessive?
- Did you consistently
lose money on stocks recommended by
your broker?
- Was the advice given by the firm's analysts
in their research reports
usually incorrect?
If you answered "yes" to any of
these questions, you may be able to recover your investment
losses through a lawsuit or arbitration.
Read on to learn more
about the most common types of securities claims.
We can review the facts of your case on
a confidential, no-cost basis, and advise you on your
options for recovering disability benefits. Please
contact us.
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