{"id":1178,"date":"2013-01-05T14:13:38","date_gmt":"2013-01-05T14:13:38","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2013\/01\/sec_roundup_massachusetts_inve"},"modified":"2022-03-10T09:14:40","modified_gmt":"2022-03-10T15:14:40","slug":"sec-roundup-massachusetts-inve","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/sec-roundup-massachusetts-inve\/","title":{"rendered":"SEC Roundup: Massachusetts Investment Adviser Gets $1.78M Judgment and Allianz to Pay $12.3M to Settle Foreign Corrupt Practices Act Lawsuit"},"content":{"rendered":"

\t\t\t\tMassachusetts Investment Adviser Gets $1.78M Judgment<\/strong><\/p>\n

In a final judgment, the U.S. District Court for the District of Massachusetts says that EagleEye Asset Management LLC and its principal Jeffrey A. Liskov must pay a $1.78M judgment for using a foreign currency exchange trading scam to defraud clients. The Securities and Exchange Commission contends that Liskov fraudulently got several of his investment advisory clients to liquidate securities investments and place the money in forex trading. While EagleEye and Liskov made about $300,000 in performance fees, their clients allegedly lost $4M.<\/p>\n

Liskov is accused of perpetuating the investment adviser fraud by issuing material misrepresentations about forex investments, their risks, and his track record. Also per the SEC’s complaint, Liskov more than once took old forms that advisory clients had signed and changed the dates, asset transfer amounts, and other information, and, without their knowledge, opened forex trading accounts.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Massachusetts Investment Adviser Gets $1.78M Judgment In a final judgment, the U.S. District Court for the District of Massachusetts says that EagleEye Asset Management LLC and its principal Jeffrey A. Liskov must pay a $1.78M judgment for using a foreign currency exchange trading scam to defraud clients. The Securities and Exchange Commission contends that Liskov […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3961,3781,3760],"tags":[2597],"class_list":["post-1178","post","type-post","status-publish","format-standard","hentry","category-foreign-currency-scam","category-investment-advisers","category-sec-enforcement","tag-fcpa-violations"],"yoast_head":"\nSEC Roundup: Massachusetts Investment Adviser Gets $1.78M Judgment and Allianz to Pay $12.3M to Settle Foreign Corrupt Practices Act Lawsuit — Investor Lawyers Blog — January 5, 2013<\/title>\n<meta name=\"description\" content=\"Massachusetts Investment Adviser Gets $1.78M Judgment In a final judgment, the U.S. District Court for the District of Massachusetts says that EagleEye — January 5, 2013\" \/>\n<meta name=\"robots\" content=\"index, follow, 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