{"id":1209,"date":"2013-03-08T20:28:05","date_gmt":"2013-03-08T20:28:05","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2013\/03\/financial_representatives_sett"},"modified":"2022-03-10T16:36:04","modified_gmt":"2022-03-10T22:36:04","slug":"financial-representatives-sett","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/financial-representatives-sett\/","title":{"rendered":"Financial Representatives Settle with FINRA Over Allegations Related to Excessive Commissions, Elder Financial Fraud, and Funneling Client Funds for Personal Gain"},"content":{"rendered":"

\t\t\t\tWithout denying or admitting to the allegations, the following financial representatives have turned in their Letter of Acceptance, Waiver, and Consent in the securities cases made against them by the Financial Industry Regulatory Authority: <\/p>\n

New York Registered Rep. Fined $7,500 for Charging Excessive Commissions<\/strong><\/p>\n

Enver Rahman Alijaj has been suspended for two months from associating with any member of FINRA. He is accused of charging excessive commissions in equity security trades that took place in a member firm’s client account. The trades involved the buying of common stocks. The commissions for them ranged from 4.3% to 4.9% per trade. <\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Without denying or admitting to the allegations, the following financial representatives have turned in their Letter of Acceptance, Waiver, and Consent in the securities cases made against them by the Financial Industry Regulatory Authority: New York Registered Rep. Fined $7,500 for Charging Excessive Commissions Enver Rahman Alijaj has been suspended for two months from associating […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3739],"tags":[],"class_list":["post-1209","post","type-post","status-publish","format-standard","hentry","category-finra"],"yoast_head":"\nFinancial Representatives Settle with FINRA Over Allegations Related to Excessive Commissions, Elder Financial Fraud, and Funneling Client Funds for Personal Gain — Investor Lawyers Blog — March 8, 2013<\/title>\n<meta name=\"description\" content=\"Without denying or admitting to the allegations, the following financial representatives have turned in their Letter of Acceptance, Waiver, and Consent in — March 8, 2013\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, 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