{"id":1237,"date":"2013-04-23T15:56:49","date_gmt":"2013-04-23T15:56:49","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2013\/04\/new_hampshire_regulators_accus"},"modified":"2022-09-19T09:54:17","modified_gmt":"2022-09-19T14:54:17","slug":"new-hampshire-regulators-accus","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/","title":{"rendered":"New Hampshire Regulators Accuse Edward Jones of \u201cQuestionable Marketing\u201d to Recruit Customers"},"content":{"rendered":"

\t\t\t\tThe New Hampshire Bureau of Securities Regulation says Edward Jones & Co. employed “questionable marketing” to bring in customers. Seeking up to $3 million, the brokerage firm is accused of making 20,000 calls to residents that were on NH’s National Do Not Call Registry. <\/p>\n

According to regulators, no other broker-dealer has been named in as many complaints about unsolicited phone calls. A spokesperson for Edward Jones, however, disputes this contention.<\/p>\n

With over 12,000 financial advisers and approximately 11,400 offices throughout the US-mostly there is just one broker per locale-the brokerage firm tries to work around telemarketing rules by getting brokers to go door-to-door. Training materials talk about how when a potential customer asks to be added to the do-not call list, the broker is supposed to respond by saying he\/she respects the former’s decision but that another visit may be likely if something that could be of possible interest to the prospective client arises.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The New Hampshire Bureau of Securities Regulation says Edward Jones & Co. employed “questionable marketing” to bring in customers. Seeking up to $3 million, the brokerage firm is accused of making 20,000 calls to residents that were on NH’s National Do Not Call Registry. According to regulators, no other broker-dealer has been named in as […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3805,3752],"tags":[],"class_list":["post-1237","post","type-post","status-publish","format-standard","hentry","category-edward-d-jones","category-financial-firms"],"yoast_head":"\nNew Hampshire Regulators Accuse Edward Jones of \u201cQuestionable Marketing\u201d to Recruit Customers — Investor Lawyers Blog — April 23, 2013<\/title>\n<meta name=\"description\" content=\"The New Hampshire Bureau of Securities Regulation says Edward Jones & Co. employed "questionable marketing" to bring in customers. Seeking up to $3 — April 23, 2013\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"New Hampshire Regulators Accuse Edward Jones of \u201cQuestionable Marketing\u201d to Recruit Customers — Investor Lawyers Blog — April 23, 2013\" \/>\n<meta name=\"twitter:description\" content=\"The New Hampshire Bureau of Securities Regulation says Edward Jones & Co. employed "questionable marketing" to bring in customers. Seeking up to $3 — April 23, 2013\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards & Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"New Hampshire Regulators Accuse Edward Jones of \u201cQuestionable Marketing\u201d to Recruit Customers — Investor Lawyers Blog — April 23, 2013","description":"The New Hampshire Bureau of Securities Regulation says Edward Jones & Co. employed \"questionable marketing\" to bring in customers. Seeking up to $3 — April 23, 2013","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/","twitter_card":"summary_large_image","twitter_title":"New Hampshire Regulators Accuse Edward Jones of \u201cQuestionable Marketing\u201d to Recruit Customers — Investor Lawyers Blog — April 23, 2013","twitter_description":"The New Hampshire Bureau of Securities Regulation says Edward Jones & Co. employed \"questionable marketing\" to bring in customers. Seeking up to $3 — April 23, 2013","twitter_misc":{"Written by":"Shepherd Smith Edwards & Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/"},"author":{"name":"Shepherd Smith Edwards & Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"New Hampshire Regulators Accuse Edward Jones of \u201cQuestionable Marketing\u201d to Recruit Customers","datePublished":"2013-04-23T15:56:49+00:00","dateModified":"2022-09-19T14:54:17+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/"},"wordCount":389,"articleSection":["Edward D. Jones","Financial Firms"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/","url":"https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/","name":"New Hampshire Regulators Accuse Edward Jones of \u201cQuestionable Marketing\u201d to Recruit Customers — Investor Lawyers Blog — April 23, 2013","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"datePublished":"2013-04-23T15:56:49+00:00","dateModified":"2022-09-19T14:54:17+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"The New Hampshire Bureau of Securities Regulation says Edward Jones & Co. employed \"questionable marketing\" to bring in customers. Seeking up to $3 — April 23, 2013","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/new-hampshire-regulators-accus\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"New Hampshire Regulators Accuse Edward Jones of \u201cQuestionable Marketing\u201d to Recruit Customers"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards & Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards & Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards & Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-jX","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/1237","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=1237"}],"version-history":[{"count":3,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/1237\/revisions"}],"predecessor-version":[{"id":28664,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/1237\/revisions\/28664"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=1237"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=1237"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=1237"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}