{"id":1420,"date":"2014-03-22T17:15:35","date_gmt":"2014-03-22T17:15:35","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2014\/03\/sec_to_examine_exchange_traded"},"modified":"2022-03-11T09:18:32","modified_gmt":"2022-03-11T15:18:32","slug":"sec-to-examine-exchange-traded","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/sec-to-examine-exchange-traded\/","title":{"rendered":"SEC To Examine Exchange Traded-Fund Regulation Again"},"content":{"rendered":"

\t\t\t\tThe Securities and Exchange Commission is getting ready to revisit a 2008 rule proposal about exchange-traded funds. In the wake of new issues that have cropped up since then, changes to the original proposal are likely.<\/p>\n

Speaking at the Investment Company Institute’s Mutual Fund and Investment Management Conference this week, SEC’s Division of Investment Management associate director Diane Blizzard said that a revised rule would likely address the differences between index and active funds, transparency of underlying and direct instruments, inverse leverage, and creative flexibility within the funds.<\/p>\n

Currently, there is no specific timeline for a revised proposal roll out. Since no rule is in place at the moment, the Division of Investment Management is in charge of making individual choices about whether to approve new exchange-traded funds. This SEC division is also looking at enhancing disclosure requirements related to variable annuities, including whether senior investors and those seeking to build their retirement funds are being properly and thoroughly notified of the benefits, complexities and costs.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The Securities and Exchange Commission is getting ready to revisit a 2008 rule proposal about exchange-traded funds. In the wake of new issues that have cropped up since then, changes to the original proposal are likely. Speaking at the Investment Company Institute’s Mutual Fund and Investment Management Conference this week, SEC’s Division of Investment Management […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4023,3741],"tags":[],"class_list":["post-1420","post","type-post","status-publish","format-standard","hentry","category-exchange-traded-funds","category-securities-fraud"],"yoast_head":"\nSEC To Examine Exchange Traded-Fund Regulation Again — Investor Lawyers Blog — March 22, 2014<\/title>\n<meta name=\"description\" content=\"The Securities and Exchange Commission is getting ready to revisit a 2008 rule proposal about exchange-traded funds. In the wake of new issues that have — March 22, 2014\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/sec-to-examine-exchange-traded\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SEC To Examine Exchange Traded-Fund Regulation Again — Investor Lawyers Blog — March 22, 2014\" \/>\n<meta name=\"twitter:description\" content=\"The Securities and Exchange Commission is getting ready to revisit a 2008 rule proposal about exchange-traded funds. 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