{"id":1460,"date":"2014-06-06T21:36:11","date_gmt":"2014-06-06T21:36:11","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2014\/06\/sec_to_tackle_highspeed_tradin"},"modified":"2022-03-11T13:11:58","modified_gmt":"2022-03-11T19:11:58","slug":"sec-to-tackle-highspeed-tradin","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/sec-to-tackle-highspeed-tradin\/","title":{"rendered":"SEC To Tackle High-Speed Trading, Dark Pools With New Initiatives"},"content":{"rendered":"

\t\t\t\tU.S. Securities and Exchange Commission Chairman Mary Jo White said that the regulator is working on new rules that would target dark pools, high-speed traders, order-routing practices, and trading venues that don’t offer much transparency. Her proposed regulations mark the first time she has spoken about her plans to overhaul equity market structure rules since becoming head of the SEC last year.<\/p>\n

Included in White’s proposals are an “anti-disruptive trading” regulation to curb high-frequency traders from making aggressive short-term trades when the market is vulnerable, as well as a strategy to make proprietary trading shops register with the regulators and share their books for inspection. The SEC chairman also said that her team is working on enhancing the way trading firms handle the risks involved with computer algorithms.<\/p>\n

To improve oversight over high-speed traders, White wants to shut a loophole that lets trading firms get out of registering with the Financial Industry Regulatory Authority if they trade off traditional exchanges. Also, while noting that it wasn’t the job of the SEC to forbid algorithmic trading, White said that the Commission is trying to determine if there is anything about a computer-driven trading environment that works against the best interests of investors. <\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

U.S. Securities and Exchange Commission Chairman Mary Jo White said that the regulator is working on new rules that would target dark pools, high-speed traders, order-routing practices, and trading venues that don’t offer much transparency. 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