{"id":1523,"date":"2014-09-29T21:10:21","date_gmt":"2014-09-29T21:10:21","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2014\/09\/sec_approves_finra_arbitration"},"modified":"2022-03-11T13:33:27","modified_gmt":"2022-03-11T19:33:27","slug":"sec-approves-finra-arbitration","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/sec-approves-finra-arbitration\/","title":{"rendered":"SEC Approves FINRA Arbitration Fees, SRO Proposes Rule For CARDS"},"content":{"rendered":"

\t\t\t\tThe U.S. Securities and Exchange Commission has approved a Financial Industry Regulatory Authority Inc. proposal to up the pay for arbitrators. The rule change will increase how much it will cost to file securities arbitration<\/a> claims, as well as processing fees, surcharge, and hearing session fees for bigger cases. <\/p>\n

The changes would only impact claims involving over $250,000, with fees per hearing session going up by $100 to $300 depending on how big the claim. Filing fees would go up 10% to 25%, again depending on the claim’s size. <\/p>\n

FINRA has not upped its fees since 1999. Under the proposed rule, arbitrators of these larger cases would get paid $300 for every hearing session, while the chairman would get another $125 a day. With the proposal, the self-regulatory organization would be bringing in $4 million to $5.6 million annually. <\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The U.S. Securities and Exchange Commission has approved a Financial Industry Regulatory Authority Inc. proposal to up the pay for arbitrators. The rule change will increase how much it will cost to file securities arbitration claims, as well as processing fees, surcharge, and hearing session fees for bigger cases. The changes would only impact claims […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3739,3801,3741],"tags":[],"class_list":["post-1523","post","type-post","status-publish","format-standard","hentry","category-finra","category-sec","category-securities-fraud"],"yoast_head":"\nSEC Approves FINRA Arbitration Fees, SRO Proposes Rule For CARDS — Investor Lawyers Blog — September 29, 2014<\/title>\n<meta name=\"description\" content=\"The U.S. Securities and Exchange Commission has approved a Financial Industry Regulatory Authority Inc. proposal to up the pay for arbitrators. The rule — September 29, 2014\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/sec-approves-finra-arbitration\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SEC Approves FINRA Arbitration Fees, SRO Proposes Rule For CARDS — Investor Lawyers Blog — September 29, 2014\" \/>\n<meta name=\"twitter:description\" content=\"The U.S. Securities and Exchange Commission has approved a Financial Industry Regulatory Authority Inc. proposal to up the pay for arbitrators. 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