{"id":1648,"date":"2015-05-23T18:25:01","date_gmt":"2015-05-23T18:25:01","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2015\/05\/sec_news_new_rules_for_investm"},"modified":"2015-05-23T18:25:01","modified_gmt":"2015-05-23T18:25:01","slug":"sec-news-new-rules-for-investm","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/","title":{"rendered":"SEC News:  New Rules for Investment Advisers  &#038; Companies Proposed, Pilot to Evaluate Tick Size Impact Approved, Outreach Program to Help Ensure Compliance Unveiled, and Cross-Border Swap Rules Approved"},"content":{"rendered":"<p>\t\t\t\t<strong>SEC Makes Proposals to Enhance Disclosure and Reporting by Investment Companies and Advisers<\/strong><\/p>\n<p>The U.S. Securities and Exchange Commission is proposing forms, amendments, and rules that will update and improve the way investment firms and their advisers disclose and report information. This would enhance the quality of data available to investors while allowing the regulator to do a better job of gathering information from firms and their advisers. <\/p>\n<p>The proposals would affect data reporting for exchange-traded funds, mutual funds, and other registered investment companies, which would have to submit a monthly portfolio reporting form and a yearly one as well.  Standardized and enhanced disclosure in financial statements would be required, and firms would be able to publish shareholder reports online. Also, investment advisers would have to provide more information to the SEC and investors in registration and reporting forms. <\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/\"  title=\"Continue Reading SEC News:  New Rules for Investment Advisers  &#038; Companies Proposed, Pilot to Evaluate Tick Size Impact Approved, Outreach Program to Help Ensure Compliance Unveiled, and Cross-Border Swap Rules Approved\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>SEC Makes Proposals to Enhance Disclosure and Reporting by Investment Companies and Advisers The U.S. Securities and Exchange Commission is proposing forms, amendments, and rules that will update and improve the way investment firms and their advisers disclose and report information. This would enhance the quality of data available to investors while allowing the regulator [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3801],"tags":[],"class_list":["post-1648","post","type-post","status-publish","format-standard","hentry","category-sec"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SEC News: New Rules for Investment Advisers &amp; Companies Proposed, Pilot to Evaluate Tick Size Impact Approved, Outreach Program to Help Ensure Compliance Unveiled, and Cross-Border Swap Rules Approved &#8212; Investor Lawyers Blog &#8212; May 23, 2015<\/title>\n<meta name=\"description\" content=\"SEC Makes Proposals to Enhance Disclosure and Reporting by Investment Companies and Advisers The U.S. Securities and Exchange Commission is proposing &#8212; May 23, 2015\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SEC News: New Rules for Investment Advisers &amp; Companies Proposed, Pilot to Evaluate Tick Size Impact Approved, Outreach Program to Help Ensure Compliance Unveiled, and Cross-Border Swap Rules Approved &#8212; Investor Lawyers Blog &#8212; May 23, 2015\" \/>\n<meta name=\"twitter:description\" content=\"SEC Makes Proposals to Enhance Disclosure and Reporting by Investment Companies and Advisers The U.S. Securities and Exchange Commission is proposing &#8212; May 23, 2015\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"SEC News: New Rules for Investment Advisers & Companies Proposed, Pilot to Evaluate Tick Size Impact Approved, Outreach Program to Help Ensure Compliance Unveiled, and Cross-Border Swap Rules Approved &#8212; Investor Lawyers Blog &#8212; May 23, 2015","description":"SEC Makes Proposals to Enhance Disclosure and Reporting by Investment Companies and Advisers The U.S. Securities and Exchange Commission is proposing &#8212; May 23, 2015","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/","twitter_card":"summary_large_image","twitter_title":"SEC News: New Rules for Investment Advisers & Companies Proposed, Pilot to Evaluate Tick Size Impact Approved, Outreach Program to Help Ensure Compliance Unveiled, and Cross-Border Swap Rules Approved &#8212; Investor Lawyers Blog &#8212; May 23, 2015","twitter_description":"SEC Makes Proposals to Enhance Disclosure and Reporting by Investment Companies and Advisers The U.S. Securities and Exchange Commission is proposing &#8212; May 23, 2015","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"SEC News: New Rules for Investment Advisers &#038; Companies Proposed, Pilot to Evaluate Tick Size Impact Approved, Outreach Program to Help Ensure Compliance Unveiled, and Cross-Border Swap Rules Approved","datePublished":"2015-05-23T18:25:01+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/"},"wordCount":532,"articleSection":["SEC"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/","url":"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/","name":"SEC News: New Rules for Investment Advisers & Companies Proposed, Pilot to Evaluate Tick Size Impact Approved, Outreach Program to Help Ensure Compliance Unveiled, and Cross-Border Swap Rules Approved &#8212; Investor Lawyers Blog &#8212; May 23, 2015","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"datePublished":"2015-05-23T18:25:01+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"SEC Makes Proposals to Enhance Disclosure and Reporting by Investment Companies and Advisers The U.S. Securities and Exchange Commission is proposing &#8212; May 23, 2015","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/sec-news-new-rules-for-investm\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"SEC News: New Rules for Investment Advisers &#038; Companies Proposed, Pilot to Evaluate Tick Size Impact Approved, Outreach Program to Help Ensure Compliance Unveiled, and Cross-Border Swap Rules Approved"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-qA","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/1648","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=1648"}],"version-history":[{"count":0,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/1648\/revisions"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=1648"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=1648"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=1648"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}