{"id":18180,"date":"2019-07-22T11:09:27","date_gmt":"2019-07-22T16:09:27","guid":{"rendered":"https:\/\/www.investorlawyers.com\/?p=7269"},"modified":"2019-07-22T11:09:27","modified_gmt":"2019-07-22T16:09:27","slug":"nomura-settles-two-mbs-fraud-cases-for-25m","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/nomura-settles-two-mbs-fraud-cases-for-25m\/","title":{"rendered":"Nomura Settles Two MBS Fraud Cases for $25M"},"content":{"rendered":"<p>\t\t\t\tIn two mortgage-backed securities settlements reached with the <a href=\"https:\/\/www.sec.gov\" target=\"_blank\" rel=\"noopener noreferrer\">US Securities and Exchange Commission (SEC)<\/a>, <a href=\"https:\/\/www.investorlawyers.com\/?s=nomura\" target=\"_blank\" rel=\"noopener noreferrer\">Nomura Securities International<\/a> will collectively pay customers about $25M. The enforcement actions involve <a href=\"https:\/\/www.investorlawyers.com\/?s=mortgage-backed+securities\" target=\"_blank\" rel=\"noopener noreferrer\">residential mortgage-backed securities (RMBS)<\/a> and <a href=\"https:\/\/www.investorlawyers.com\/?s=mortgage-backed+securities\" target=\"_blank\" rel=\"noopener noreferrer\">commercial mortgage-backed securities (CMBS)<\/a>, respectively.<\/p>\n<p>According to the SEC, Nomura failed to properly supervise its bond traders, who are accused of making statements that were false and misleading to customers by trying to get them to buy RMBS and CMBS. This purportedly included providing misleading information about:<\/p>\n<ul>\n<li style=\"list-style-type: none;\">\n<ul>\n<li>How much Nomura had paid for the securities.<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/nomura-settles-two-mbs-fraud-cases-for-25m\/\"  title=\"Continue Reading Nomura Settles Two MBS Fraud Cases for $25M\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>In two mortgage-backed securities settlements reached with the US Securities and Exchange Commission (SEC), Nomura Securities International will collectively pay customers about $25M. The enforcement actions involve residential mortgage-backed securities (RMBS) and commercial mortgage-backed securities (CMBS), respectively. According to the SEC, Nomura failed to properly supervise its bond traders, who are accused of making statements [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":6733,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3796,3757,3760],"tags":[2800],"class_list":["post-18180","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-bond-dealers","category-mortgagebacked-securities","category-sec-enforcement","tag-nomura-securities"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Nomura Settles Two MBS Fraud Cases for $25M &#8212; Investor Lawyers Blog &#8212; July 22, 2019<\/title>\n<meta name=\"description\" content=\"Nomura failed to properly supervise its bond traders, who are accused of making statements that were false and misleading to customers.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/nomura-settles-two-mbs-fraud-cases-for-25m\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Nomura Settles Two MBS Fraud Cases for $25M &#8212; 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Investor Lawyers Blog &#8212; July 22, 2019","twitter_description":"Nomura failed to properly supervise its bond traders, who are accused of making statements that were false and misleading to customers.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/12\/12.12.18.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/nomura-settles-two-mbs-fraud-cases-for-25m\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/nomura-settles-two-mbs-fraud-cases-for-25m\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Nomura Settles Two MBS Fraud Cases for $25M","datePublished":"2019-07-22T16:09:27+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/nomura-settles-two-mbs-fraud-cases-for-25m\/"},"wordCount":369,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/nomura-settles-two-mbs-fraud-cases-for-25m\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/12\/12.12.18.jpg","keywords":["Nomura Securities"],"articleSection":["Bond Dealers","Mortgage-Backed Securities","SEC Enforcement"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/nomura-settles-two-mbs-fraud-cases-for-25m\/","url":"https:\/\/www.investorlawyers.com\/blog\/nomura-settles-two-mbs-fraud-cases-for-25m\/","name":"Nomura Settles Two MBS Fraud Cases for $25M &#8212; 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