{"id":18284,"date":"2019-09-13T15:23:59","date_gmt":"2019-09-13T20:23:59","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18284"},"modified":"2019-10-23T19:21:06","modified_gmt":"2019-10-24T00:21:06","slug":"claim-against-arkadios-capital","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/","title":{"rendered":"Investor\u2019s GPB Private Placement Claim Against Arkadios Capital Gets FINRA Hearing"},"content":{"rendered":"<p>An investor who filed an arbitration claim against <a href=\"https:\/\/www.investorlawyers.com\/blog\/claim-filed-against-arkadios-over-gpb-capital-private-placements\/\" target=\"_blank\" rel=\"noopener noreferrer\">Arkadios Capital<\/a> for selling her GPB Capital Holdings private placements now has a hearing date set before a <a href=\"https:\/\/www.finra.org\/#\/\" target=\"_blank\" rel=\"noopener noreferrer\">Financial Industry Regulatory Authority (FINRA)<\/a> panel: April 20, 2020. This is one of the first GPB investor fraud case brought against a brokerage firm to get a hearing scheduled before one of the self-regulatory authority\u2019s (SRO) arbitrators. Our broker fraud lawyers at <a href=\"https:\/\/www.investorlawyers.com\" target=\"_blank\" rel=\"noopener noreferrer\">Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) <\/a>are representing this claimant.<\/p>\n<p>The investor, who is a woman from the greater Atlanta, Georgia area, is claiming hundreds of thousands of dollars in retirement fund losses after her financial adviser, an Arkadios broker, recommended the GPB securities to her. While with the broker-dealer, her portfolio became especially concentrated in private placements, including the GPB Holdings II Limited Partnership. Now, the claimant is contending that this GPB investment, in particular, was an extremely unsuitable recommendation for her, especially since it involved her IRA from which no losses can be offset.<\/p>\n<p>Our client maintains that she was not aware of the risks involved in the investment strategy used by her Arkadios broker. She is alleging unsuitable recommendations, omissions, misrepresentations, gross negligence, due diligence failures, breach of fiduciary duty, negligence, and inadequate supervision. The investor is seeking damages, interest, and costs.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/\"  title=\"Continue Reading Investor\u2019s GPB Private Placement Claim Against Arkadios Capital Gets FINRA Hearing\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>An investor who filed an arbitration claim against Arkadios Capital for selling her GPB Capital Holdings private placements now has a hearing date set before a Financial Industry Regulatory Authority (FINRA) panel: April 20, 2020. This is one of the first GPB investor fraud case brought against a brokerage firm to get a hearing scheduled [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":421,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3783,3774,3739,4102,3772],"tags":[3384,3103,4066],"class_list":["post-18284","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-misconduct","category-broker-dealers","category-finra","category-gpb-capital","category-private-placements","tag-arkadios-capital","tag-gpb-capital","tag-gpb-private-placements"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Investor\u2019s GPB Private Placement Claim Against Arkadios Capital Gets FINRA Hearing | SSEK Law Firm | GPB Lawyers<\/title>\n<meta name=\"description\" content=\"An investor who filed an arbitration claim against Arkadios Capital for selling her GPB Capital Holdings private placements now has a hearing date set.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Investor\u2019s GPB Private Placement Claim Against Arkadios Capital Gets FINRA Hearing | SSEK Law Firm | GPB Lawyers\" \/>\n<meta name=\"twitter:description\" content=\"An investor who filed an arbitration claim against Arkadios Capital for selling her GPB Capital Holdings private placements now has a hearing date set.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/04\/gavel-judge-overlay.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Investor\u2019s GPB Private Placement Claim Against Arkadios Capital Gets FINRA Hearing | SSEK Law Firm | GPB Lawyers","description":"An investor who filed an arbitration claim against Arkadios Capital for selling her GPB Capital Holdings private placements now has a hearing date set.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/","twitter_card":"summary_large_image","twitter_title":"Investor\u2019s GPB Private Placement Claim Against Arkadios Capital Gets FINRA Hearing | SSEK Law Firm | GPB Lawyers","twitter_description":"An investor who filed an arbitration claim against Arkadios Capital for selling her GPB Capital Holdings private placements now has a hearing date set.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/04\/gavel-judge-overlay.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Investor\u2019s GPB Private Placement Claim Against Arkadios Capital Gets FINRA Hearing","datePublished":"2019-09-13T20:23:59+00:00","dateModified":"2019-10-24T00:21:06+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/"},"wordCount":570,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/04\/gavel-judge-overlay.jpg","keywords":["Arkadios Capital","GPB capital","GPB Private Placements"],"articleSection":["Broker Fraud","Broker Misconduct","Broker-Dealers","FINRA","GPB Capital","Private Placements"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/","url":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/","name":"Investor\u2019s GPB Private Placement Claim Against Arkadios Capital Gets FINRA Hearing | SSEK Law Firm | GPB Lawyers","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/04\/gavel-judge-overlay.jpg","datePublished":"2019-09-13T20:23:59+00:00","dateModified":"2019-10-24T00:21:06+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"An investor who filed an arbitration claim against Arkadios Capital for selling her GPB Capital Holdings private placements now has a hearing date set.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/04\/gavel-judge-overlay.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/04\/gavel-judge-overlay.jpg","width":640,"height":427,"caption":""},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/claim-against-arkadios-capital\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Investor\u2019s GPB Private Placement Claim Against Arkadios Capital Gets FINRA Hearing"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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