{"id":18325,"date":"2019-10-01T13:21:09","date_gmt":"2019-10-01T18:21:09","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18325"},"modified":"2019-10-03T10:10:44","modified_gmt":"2019-10-03T15:10:44","slug":"ubs-yes-strategy-losses","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/","title":{"rendered":"Investors Blame Brokers Matthew Buchsbaum And Scott Rosenberg For UBS YES Strategy Losses"},"content":{"rendered":"<p><span style=\"font-weight: 400;\">UBS Financial Services (UBS) brokers Matthew Buchsbaum and Scott Rosenberg are currently the subjects of multiple investor fraud claims by firm clients who blame them for losses they sustained from the UBS YES Strategy. This Yield Enhancement Strategy (YES) is a complex investment strategy and it is not suitable for every investor.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Involving an options overlay strategy, the UBS YES Strategy uses four options having the same expiration date but different strike prices. It employs the strategic buying and selling of SPX options spreads.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">UBS YES Strategy investors were told to expect \u201cincremental returns\u201d along with the chance to earn income through low yield assets.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/\"  title=\"Continue Reading Investors Blame Brokers Matthew Buchsbaum And Scott Rosenberg For UBS YES Strategy Losses\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>UBS Financial Services (UBS) brokers Matthew Buchsbaum and Scott Rosenberg are currently the subjects of multiple investor fraud claims by firm clients who blame them for losses they sustained from the UBS YES Strategy. This Yield Enhancement Strategy (YES) is a complex investment strategy and it is not suitable for every investor. Involving an options [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":7097,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3774,3755,3785],"tags":[4186,4187,4185,4150],"class_list":["post-18325","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-dealers","category-ubs","category-yield-enhancement-strategy","tag-matthew-buchsbaum","tag-scott-rosenberg","tag-ubs-losses","tag-ubs-yield-enhancement-strategy"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>UBS Brokers Blamed For UBS YES Strategy Losses | SSEK Law Firm<\/title>\n<meta name=\"description\" content=\"USB brokers Buchsbaum and Rosenberg are the subject of fraud claims after multiple investors suffered losses from the UBS YES Strategy\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"UBS Brokers Blamed For UBS YES Strategy Losses | SSEK Law Firm\" \/>\n<meta name=\"twitter:description\" content=\"USB brokers Buchsbaum and Rosenberg are the subject of fraud claims after multiple investors suffered losses from the UBS YES Strategy\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/05\/breah-home-module.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"UBS Brokers Blamed For UBS YES Strategy Losses | SSEK Law Firm","description":"USB brokers Buchsbaum and Rosenberg are the subject of fraud claims after multiple investors suffered losses from the UBS YES Strategy","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/","twitter_card":"summary_large_image","twitter_title":"UBS Brokers Blamed For UBS YES Strategy Losses | SSEK Law Firm","twitter_description":"USB brokers Buchsbaum and Rosenberg are the subject of fraud claims after multiple investors suffered losses from the UBS YES Strategy","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/05\/breah-home-module.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Investors Blame Brokers Matthew Buchsbaum And Scott Rosenberg For UBS YES Strategy Losses","datePublished":"2019-10-01T18:21:09+00:00","dateModified":"2019-10-03T15:10:44+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/"},"wordCount":595,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/05\/breah-home-module.jpg","keywords":["Matthew Buchsbaum","Scott Rosenberg","UBS losses","UBS Yield Enhancement Strategy"],"articleSection":["Broker-Dealers","UBS","Yield Enhancement Strategy"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/","url":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/","name":"UBS Brokers Blamed For UBS YES Strategy Losses | SSEK Law Firm","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/05\/breah-home-module.jpg","datePublished":"2019-10-01T18:21:09+00:00","dateModified":"2019-10-03T15:10:44+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"USB brokers Buchsbaum and Rosenberg are the subject of fraud claims after multiple investors suffered losses from the UBS YES Strategy","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/05\/breah-home-module.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/05\/breah-home-module.jpg","width":400,"height":267,"caption":""},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-losses\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Investors Blame Brokers Matthew Buchsbaum And Scott Rosenberg For UBS YES Strategy Losses"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/05\/breah-home-module.jpg","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-4Lz","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18325","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=18325"}],"version-history":[{"count":6,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18325\/revisions"}],"predecessor-version":[{"id":18340,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18325\/revisions\/18340"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/7097"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=18325"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=18325"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=18325"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}