{"id":18372,"date":"2019-10-17T09:41:44","date_gmt":"2019-10-17T14:41:44","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18372"},"modified":"2022-03-23T14:55:48","modified_gmt":"2022-03-23T19:55:48","slug":"ubs-brokerage-david-fagenson-claims","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ubs-brokerage-david-fagenson-claims\/","title":{"rendered":"Shepherd Smith Edwards and Kantas Investigates Claims Involving Fired UBS Broker David Fagenson"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">SSEK Investigating David Fagenson, A Former UBS Brokerage Investment Advisor\u00a0<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">If you are an investor who worked with former UBS broker, David Fagenson, and suffered substantial losses or suspect you may have been charged excessive fees and commissions, please contact our broker fraud lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">David Fagenson was suspended by the Financial Industry Regulatory Authority (FINRA) last year after he allegedly engaged in <\/span><a href=\"https:\/\/www.investorlawyers.com\/unsuitability.html\"><span style=\"font-weight: 400;\">unsuitable trading<\/span><\/a><span style=\"font-weight: 400;\"> in the accounts of three senior investors ranging in age from their 70s to mid-90s. However, this is not the first fraud allegation in which Fagenson has been involved.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-brokerage-david-fagenson-claims\/\"  title=\"Continue Reading Shepherd Smith Edwards and Kantas Investigates Claims Involving Fired UBS Broker David Fagenson\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>SSEK Investigating David Fagenson, A Former UBS Brokerage Investment Advisor\u00a0 If you are an investor who worked with former UBS broker, David Fagenson, and suffered substantial losses or suspect you may have been charged excessive fees and commissions, please contact our broker fraud lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today.\u00a0 [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":18375,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3738,3755],"tags":[3026,3206,2975,3292],"class_list":["post-18372","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-investor-fraud","category-ubs","tag-broker-fraud","tag-david-fagenson","tag-investor-fraud","tag-ubs-financial"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SSEK Investigates Former UBS Brokerage Broker David Fagenson | SSEK Law Firm<\/title>\n<meta name=\"description\" content=\"SSEK is investigating investor fraud claims made against former UBS brokerage firm broker, David Fagenson after he was fired by the firm.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-brokerage-david-fagenson-claims\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SSEK Investigates Former UBS Brokerage Broker David Fagenson | SSEK Law Firm\" \/>\n<meta name=\"twitter:description\" content=\"SSEK is investigating investor fraud claims made against former UBS brokerage firm broker, David Fagenson after he was fired by the firm.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/10\/SSEK-UBS-brokerage-broker-investigation.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; 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