{"id":18376,"date":"2019-10-16T10:36:45","date_gmt":"2019-10-16T15:36:45","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18376"},"modified":"2019-10-16T10:36:45","modified_gmt":"2019-10-16T15:36:45","slug":"ssek-investigating-claims-involving-ex-hilltop-broker-richard-cagle","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigating-claims-involving-ex-hilltop-broker-richard-cagle\/","title":{"rendered":"Shepherd Smith Edwards and Kantas Investigating Claims Involving Ex-Hilltop Securities Broker Richard Cagle"},"content":{"rendered":"<h2>SSEK Investigates Richard Cagle<\/h2>\n<p>If you are an investor who suffered losses while working with former Hilltop Securities Independent Network broker Richard Earl Cagle, please contact our <a href=\"https:\/\/www.investorlawyers.com\/broker-misconduct.html\" target=\"_blank\" rel=\"noopener noreferrer\">broker fraud lawyers<\/a> at <a href=\"https:\/\/www.investorlawyers.com\" target=\"_blank\" rel=\"noopener noreferrer\">Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm)<\/a> today. With 28 years in the industry, Cagle, who was a Texas broker, was barred by the <a href=\"https:\/\/www.finra.org\" target=\"_blank\" rel=\"noopener noreferrer\">Financial Industry Regulatory Authority (FINRA)<\/a> a few months ago after he refused to appear and testify in the self-regulatory authority\u2019s probe into allegations that he made unsuitable investment recommendations and mismarked customer order tickets.<\/p>\n<p>It was just earlier this year that Hilltop Securities fired Cagle. His <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2122648\" target=\"_blank\" rel=\"noopener noreferrer\">BrokerCheck<\/a> record shows two settled customer disputes, both alleging unsuitable recommendations. One case was settled for $20K. The other broker fraud case was settled for $230K.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-investigating-claims-involving-ex-hilltop-broker-richard-cagle\/\"  title=\"Continue Reading Shepherd Smith Edwards and Kantas Investigating Claims Involving Ex-Hilltop Securities Broker Richard Cagle\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>SSEK Investigates Richard Cagle If you are an investor who suffered losses while working with former Hilltop Securities Independent Network broker Richard Earl Cagle, please contact our broker fraud lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today. With 28 years in the industry, Cagle, who was a Texas broker, was barred [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3783,3750],"tags":[4202,4204,4203],"class_list":["post-18376","post","type-post","status-publish","format-standard","hentry","category-broker-fraud","category-broker-misconduct","category-texas-securities-fraud","tag-hilltop-securities","tag-hilltop-securities-independent-network","tag-richard-earl-cagle"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Shepherd Smith Edwards and Kantas Investigating Claims Involving Ex-Hilltop Securities Broker Richard Cagle &#8212; Investor Lawyers Blog &#8212; October 16, 2019<\/title>\n<meta name=\"description\" content=\"SSEK Law Firm is investingating Richard Cagle and allegations that he made unsuitable investment recommendations and mismarked customer order tickets.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-investigating-claims-involving-ex-hilltop-broker-richard-cagle\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Shepherd Smith Edwards and Kantas Investigating Claims Involving Ex-Hilltop Securities Broker Richard Cagle &#8212; Investor Lawyers Blog &#8212; October 16, 2019\" \/>\n<meta name=\"twitter:description\" content=\"SSEK Law Firm is investingating Richard Cagle and allegations that he made unsuitable investment recommendations and mismarked customer order tickets.\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Shepherd Smith Edwards and Kantas Investigating Claims Involving Ex-Hilltop Securities Broker Richard Cagle &#8212; Investor Lawyers Blog &#8212; October 16, 2019","description":"SSEK Law Firm is investingating Richard Cagle and allegations that he made unsuitable investment recommendations and mismarked customer order tickets.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigating-claims-involving-ex-hilltop-broker-richard-cagle\/","twitter_card":"summary_large_image","twitter_title":"Shepherd Smith Edwards and Kantas Investigating Claims Involving Ex-Hilltop Securities Broker Richard Cagle &#8212; 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