{"id":18393,"date":"2019-10-23T10:10:44","date_gmt":"2019-10-23T15:10:44","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18393"},"modified":"2019-10-22T10:35:06","modified_gmt":"2019-10-22T15:35:06","slug":"ssek-investigates-daniel-maughan","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/","title":{"rendered":"Shepherd Smith Edwards and Kantas Investigates Daniel Gordon Maughan and Financial West Group"},"content":{"rendered":"<h2>Shepherd, Smith, Edwards &amp; Kantas (\u201cSSEK\u201d), a law firm specializing in representing wronged investors, is looking into allegations against Financial West Group and its broker Daniel Gordon Maughan.<\/h2>\n<p>It is alleged that Maughan excessively traded and churned a client\u2019s Trust Account at his member firm. A <a href=\"https:\/\/www.finra.org\/sites\/default\/files\/fda_documents\/2017054755206%20Daniel%20G.%20Maughan%20CRD%202561363%20Order%20Accepting%20Offer%20of%20Settlement%20va.pdf\">arbitration complaint<\/a> has already been filed!\u00a0 According to his <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2561363\">brokercheck<\/a>, Maughan has also been banned by The Financial Industry Regulatory Authority Inc. (FINRA).<\/p>\n<p>The complaint alleges that by churning the customer\u2019s trust account, Maughan willfully:<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/\"  title=\"Continue Reading Shepherd Smith Edwards and Kantas Investigates Daniel Gordon Maughan and Financial West Group\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Shepherd, Smith, Edwards &amp; Kantas (\u201cSSEK\u201d), a law firm specializing in representing wronged investors, is looking into allegations against Financial West Group and its broker Daniel Gordon Maughan. It is alleged that Maughan excessively traded and churned a client\u2019s Trust Account at his member firm. A arbitration complaint has already been filed!\u00a0 According to his [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":18366,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3783,3775],"tags":[4209,2596,3583,4208],"class_list":["post-18393","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-misconduct","category-churning","tag-daniel-maughan","tag-exchange-traded-funds","tag-exchange-traded-note-funds","tag-financial-west-group"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SSEK Law Firm Investigates Daniel Maughan and Financial West Group<\/title>\n<meta name=\"description\" content=\"Shepherd, Smith, Edwards &amp; Kantas law firm is looking into allegations against Financial West Group and its broker Daniel Gordon Maughan.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SSEK Law Firm Investigates Daniel Maughan and Financial West Group\" \/>\n<meta name=\"twitter:description\" content=\"Shepherd, Smith, Edwards &amp; Kantas law firm is looking into allegations against Financial West Group and its broker Daniel Gordon Maughan.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/10\/SSEK-Oppenheimer-broker.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"SSEK Law Firm Investigates Daniel Maughan and Financial West Group","description":"Shepherd, Smith, Edwards & Kantas law firm is looking into allegations against Financial West Group and its broker Daniel Gordon Maughan.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/","twitter_card":"summary_large_image","twitter_title":"SSEK Law Firm Investigates Daniel Maughan and Financial West Group","twitter_description":"Shepherd, Smith, Edwards & Kantas law firm is looking into allegations against Financial West Group and its broker Daniel Gordon Maughan.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/10\/SSEK-Oppenheimer-broker.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Shepherd Smith Edwards and Kantas Investigates Daniel Gordon Maughan and Financial West Group","datePublished":"2019-10-23T15:10:44+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/"},"wordCount":425,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/10\/SSEK-Oppenheimer-broker.jpg","keywords":["Daniel Maughan","Exchange Traded Funds","exchange traded note funds","Financial West Group"],"articleSection":["Broker Fraud","Broker Misconduct","Churning"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/","url":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/","name":"SSEK Law Firm Investigates Daniel Maughan and Financial West Group","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/10\/SSEK-Oppenheimer-broker.jpg","datePublished":"2019-10-23T15:10:44+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Shepherd, Smith, Edwards & Kantas law firm is looking into allegations against Financial West Group and its broker Daniel Gordon Maughan.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/10\/SSEK-Oppenheimer-broker.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/10\/SSEK-Oppenheimer-broker.jpg","width":5836,"height":3891,"caption":"ssek investigates"},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-daniel-maughan\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Shepherd Smith Edwards and Kantas Investigates Daniel Gordon Maughan and Financial West Group"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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