{"id":18424,"date":"2019-10-31T11:26:51","date_gmt":"2019-10-31T16:26:51","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18424"},"modified":"2019-10-31T13:22:57","modified_gmt":"2019-10-31T18:22:57","slug":"ex-raymond-james-advisor-investigated","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ex-raymond-james-advisor-investigated\/","title":{"rendered":"Shepherd Smith Edwards & Kantas Investigates Ex-Raymond James & Associates Advisor Stuart Nichols"},"content":{"rendered":"

SSEK Investigating Ex-Raymond James Advisor, Stuart Nichols\u00a0<\/span><\/h2>\n

Another former Raymond James advisor has gotten into trouble over fraud allegations. The Financial Industry Regulatory Authority (FINRA) recently barred Stuart Nichols, a former broker with the firm, after he failed to participate in the self-regulatory authority\u2019s probe into churning allegations made against him.\u00a0<\/span><\/p>\n

Churning involves engaging in excessive trading in a brokerage account for the purposes of making commissions.\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

SSEK Investigating Ex-Raymond James Advisor, Stuart Nichols\u00a0 Another former Raymond James advisor has gotten into trouble over fraud allegations. The Financial Industry Regulatory Authority (FINRA) recently barred Stuart Nichols, a former broker with the firm, after he failed to participate in the self-regulatory authority\u2019s probe into churning allegations made against him.\u00a0 Churning involves engaging in […]<\/p>\n","protected":false},"author":2,"featured_media":18426,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3783,3739,3738,3758],"tags":[4196,2975,4181,4182,4215],"class_list":["post-18424","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-misconduct","category-finra","category-investor-fraud","category-raymond-james","tag-broker-misconduct","tag-investor-fraud","tag-raymond-james","tag-raymond-james-associates","tag-stuart-nichols"],"yoast_head":"\nSSEK Investigates Ex-Raymond James Advisor Stuart Nichols | SSEK Law<\/title>\n<meta name=\"description\" content=\"Ex-Raymond James advisor, Stuart Nichols is being investigated by SSEK and barred by FINRA over claims of broker misconduct.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ex-raymond-james-advisor-investigated\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SSEK Investigates Ex-Raymond James Advisor Stuart Nichols | SSEK Law\" \/>\n<meta name=\"twitter:description\" content=\"Ex-Raymond James advisor, Stuart Nichols is being investigated by SSEK and barred by FINRA over claims of broker misconduct.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2019\/10\/SSEK-raymond-james-advisor.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta 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