{"id":18470,"date":"2019-11-18T08:47:29","date_gmt":"2019-11-18T14:47:29","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18470"},"modified":"2019-11-18T11:01:58","modified_gmt":"2019-11-18T17:01:58","slug":"capital-financial-ssek-investigation","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/capital-financial-ssek-investigation\/","title":{"rendered":"Shepherd Smith Edwards and Kantas Investigates Investor Claims Involving Capital Financial Investments and Ex- Broker Sean Kelly"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">SSEK Investigates Capital Financial Investments And Ex-Broker Sean Kelly Over Investor Claims<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">At the heart of recent investor claims against Capital Financial are allegations against one of its ex-brokers, Sean Kelly.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Sean Kelly was accused last year by the US <\/span><a href=\"https:\/\/www.sec.gov\/litigation\/litreleases\/2018\/lr24328.htm\"><span style=\"font-weight: 400;\">Securities and Exchange Commission<\/span><\/a><span style=\"font-weight: 400;\"> (SEC) of defrauding a dozen investors. These investors, including senior retirees, were defrauded of over $1M through three of his companies, including Lion\u2019s Share and Associates, that is based out of Georgia.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/capital-financial-ssek-investigation\/\"  title=\"Continue Reading Shepherd Smith Edwards and Kantas Investigates Investor Claims Involving Capital Financial Investments and Ex- Broker Sean Kelly\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>SSEK Investigates Capital Financial Investments And Ex-Broker Sean Kelly Over Investor Claims At the heart of recent investor claims against Capital Financial are allegations against one of its ex-brokers, Sean Kelly.\u00a0 Sean Kelly was accused last year by the US Securities and Exchange Commission (SEC) of defrauding a dozen investors. These investors, including senior retirees, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":18471,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3783,3738],"tags":[4196,4227,3044,3187],"class_list":["post-18470","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-misconduct","category-investor-fraud","tag-broker-misconduct","tag-capital-financial","tag-investment-fraud","tag-sean-kelly"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SSEK Investigates Capital Financial Investments And Ex-Broker | Investor Lawyers<\/title>\n<meta name=\"description\" content=\"Capital Financial Investments and ex-broker, Sean Kelly are being investigated over investor claims of misconduct and negligence. 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