{"id":18702,"date":"2020-01-30T09:57:11","date_gmt":"2020-01-30T15:57:11","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18702"},"modified":"2020-01-30T10:17:35","modified_gmt":"2020-01-30T16:17:35","slug":"cetera-advisors-broker-suspended","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/cetera-advisors-broker-suspended\/","title":{"rendered":"Shepherd Smith Edwards and Kantas Investigates Ex-Cetera Advisors Broker Roger Owens"},"content":{"rendered":"

Fired Cetera Advisors Broker Accused Of Unauthorized Securities Sales<\/span><\/h2>\n

Our stockbroker fraud attorneys are speaking to former clients of former Cetera Advisors LLC broker, Roger Lee Owens that sustained substantial investment losses while working with him. Contact Shepherd Smith Edwards and Kantas (SSEK Law Firm) today to schedule your free, no-obligation case consultation.\u00a0<\/span><\/p>\n

Cetera Advisors fired Roger Owens last year for allegedly taking part in unapproved private securities transactions. A few months later, the Financial Industry Regulatory Authority (FINRA) suspended Owens for a year, through August 2020, for the same reasons.\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Fired Cetera Advisors Broker Accused Of Unauthorized Securities Sales Our stockbroker fraud attorneys are speaking to former clients of former Cetera Advisors LLC broker, Roger Lee Owens that sustained substantial investment losses while working with him. Contact Shepherd Smith Edwards and Kantas (SSEK Law Firm) today to schedule your free, no-obligation case consultation.\u00a0 Cetera Advisors […]<\/p>\n","protected":false},"author":2,"featured_media":18703,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3783,4109,4102,3741],"tags":[3733,4066,4273,2762],"class_list":["post-18702","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-misconduct","category-cetera","category-gpb-capital","category-securities-fraud","tag-cetera-advisors","tag-gpb-private-placements","tag-roger-owens","tag-unsuitable-investments"],"yoast_head":"\nCetera Advisors Broker Roger Owens Suspended | SSEK Law<\/title>\n<meta name=\"description\" content=\"Roger Owens, a former Cetera Advisors broker was suspended by FINRA and is being investigated over unauthorized securities sales.\" 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