{"id":18708,"date":"2020-02-04T09:00:30","date_gmt":"2020-02-04T15:00:30","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18708"},"modified":"2020-02-03T09:36:49","modified_gmt":"2020-02-03T15:36:49","slug":"ssek-investigates-former-berthel-fisher-broker-mason-gann","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-former-berthel-fisher-broker-mason-gann\/","title":{"rendered":"Shepherd Smith Edwards and Kantas Investigates Former Berthel Fisher Broker Mason Gann"},"content":{"rendered":"<h2><strong>Suspended Broker Accused of Making Unsuitable Recommendations to Retiree <\/strong><\/h2>\n<p>If you sustained investment losses while working with ex-Berthel Fisher broker Mason Gann, contact our <a href=\"https:\/\/www.investorlawyers.com\/broker-misconduct.html\" target=\"_blank\" rel=\"noopener noreferrer\">stockbroker fraud attorneys<\/a> at Shepherd Smith Edwards and Kantas (SSEK Law Firm) today. Gann, who is not a registered broker at this time, is serving a three-month suspension imposed by the <a href=\"https:\/\/www.finra.org\/#\/\" target=\"_blank\" rel=\"noopener noreferrer\">Financial Industry Regulatory Authority (FINRA)<\/a>. The self-regulatory organization (SRO) found that he made unsuitable recommendations in the account of an elderly retiree.<\/p>\n<p>According to the self-regulatory organization (SRO), between 8\/2015 and 1\/2018, Gann recommended that this investor employ a high-risk options trading strategy. This retiree, who was in his 70\u2019s at the time, not only had \u201cmodest retirement savings\u201d and \u201climited income,\u201d but he was also an inexperienced investor. FINRA contends that Gann did not have reasonable grounds for making such recommendations to this particular customer.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-former-berthel-fisher-broker-mason-gann\/\"  title=\"Continue Reading Shepherd Smith Edwards and Kantas Investigates Former Berthel Fisher Broker Mason Gann\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Suspended Broker Accused of Making Unsuitable Recommendations to Retiree If you sustained investment losses while working with ex-Berthel Fisher broker Mason Gann, contact our stockbroker fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) today. Gann, who is not a registered broker at this time, is serving a three-month suspension imposed by the [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":18714,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3783,3803],"tags":[2612,4276],"class_list":["post-18708","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-misconduct","category-senior-investors","tag-berthel-fisher","tag-mason-gann"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Shepherd Smith Edwards and Kantas Investigates Former Berthel Fisher Broker Mason Gann &#8212; Investor Lawyers Blog &#8212; February 4, 2020<\/title>\n<meta name=\"description\" content=\"Suspended ex-Berthel Fisher broker Mason Gann is under investigation by SSEK Law Firm for unsuitable recommendations in the account of an elderly retiree.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-former-berthel-fisher-broker-mason-gann\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Shepherd Smith Edwards and Kantas Investigates Former Berthel Fisher Broker Mason Gann &#8212; Investor Lawyers Blog &#8212; February 4, 2020\" \/>\n<meta name=\"twitter:description\" content=\"Suspended ex-Berthel Fisher broker Mason Gann is under investigation by SSEK Law Firm for unsuitable recommendations in the account of an elderly retiree.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/02\/Mason-Gann.jpeg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Shepherd Smith Edwards and Kantas Investigates Former Berthel Fisher Broker Mason Gann &#8212; Investor Lawyers Blog &#8212; February 4, 2020","description":"Suspended ex-Berthel Fisher broker Mason Gann is under investigation by SSEK Law Firm for unsuitable recommendations in the account of an elderly retiree.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-former-berthel-fisher-broker-mason-gann\/","twitter_card":"summary_large_image","twitter_title":"Shepherd Smith Edwards and Kantas Investigates Former Berthel Fisher Broker Mason Gann &#8212; 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