{"id":18886,"date":"2020-04-09T07:57:39","date_gmt":"2020-04-09T12:57:39","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18886"},"modified":"2020-04-30T10:47:41","modified_gmt":"2020-04-30T15:47:41","slug":"ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/","title":{"rendered":"Shepherd Smith Edwards and Kantas Investigates Investor Claims Involving Ex-Stifel Nicolaus Broker Steven Rodemer"},"content":{"rendered":"<h2>FINRA Bars Fired Stifel Broker<\/h2>\n<p>The <a href=\"https:\/\/www.finra.org\" target=\"_blank\" rel=\"noopener noreferrer\">Financial Industry Regulatory Authority (FINRA)<\/a> announced that it has permanently barred former Stifel Nicolaus (SF) stockbroker Steven Dale Rodemer. The brokerage firm fired Rodemer earlier this year following allegations that he took funds from one client\u2019s account without authorization.<\/p>\n<p>Even with <a href=\"https:\/\/www.finra.org\/rules-guidance\/key-topics\/covid-19\" target=\"_blank\" rel=\"noopener noreferrer\">COVID-19<\/a> disrupting every aspect of our lives, the self-regulatory organization (SRO) continues to issue disciplinary actions against brokers accused of misconduct. Here, at Shepherd Smith Edwards and Kantas (SSEK Law Firm), our broker fraud attorneys also remain hard at work going after the stockbrokers and their firms whose fraudulent or negligent actions contributed to unnecessary investor losses.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/\"  title=\"Continue Reading Shepherd Smith Edwards and Kantas Investigates Investor Claims Involving Ex-Stifel Nicolaus Broker Steven Rodemer\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>FINRA Bars Fired Stifel Broker The Financial Industry Regulatory Authority (FINRA) announced that it has permanently barred former Stifel Nicolaus (SF) stockbroker Steven Dale Rodemer. The brokerage firm fired Rodemer earlier this year following allegations that he took funds from one client\u2019s account without authorization. Even with COVID-19 disrupting every aspect of our lives, the [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":18889,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3783,3739,4049],"tags":[4324,4325],"class_list":["post-18886","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-misconduct","category-finra","category-industry-bars","tag-steven-rodemer","tag-stifel-nicholaus"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Ex-Stifel Nicolaus Broker Steven Rodemer Barred By FINRA | SSEK Law<\/title>\n<meta name=\"description\" content=\"Steven Rodemer, ex-Stifel Nicolaus broker, is barred by FINRA following allegations that he took funds from one client\u2019s account without authorization.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Ex-Stifel Nicolaus Broker Steven Rodemer Barred By FINRA | SSEK Law\" \/>\n<meta name=\"twitter:description\" content=\"Steven Rodemer, ex-Stifel Nicolaus broker, is barred by FINRA following allegations that he took funds from one client\u2019s account without authorization.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/04\/pexels-photo-373912.jpeg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Ex-Stifel Nicolaus Broker Steven Rodemer Barred By FINRA | SSEK Law","description":"Steven Rodemer, ex-Stifel Nicolaus broker, is barred by FINRA following allegations that he took funds from one client\u2019s account without authorization.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/","twitter_card":"summary_large_image","twitter_title":"Ex-Stifel Nicolaus Broker Steven Rodemer Barred By FINRA | SSEK Law","twitter_description":"Steven Rodemer, ex-Stifel Nicolaus broker, is barred by FINRA following allegations that he took funds from one client\u2019s account without authorization.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/04\/pexels-photo-373912.jpeg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Shepherd Smith Edwards and Kantas Investigates Investor Claims Involving Ex-Stifel Nicolaus Broker Steven Rodemer","datePublished":"2020-04-09T12:57:39+00:00","dateModified":"2020-04-30T15:47:41+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/"},"wordCount":402,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/04\/pexels-photo-373912.jpeg","keywords":["Steven Rodemer","Stifel Nicholaus"],"articleSection":["Broker Misconduct","FINRA","Industry Bars"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/","url":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/","name":"Ex-Stifel Nicolaus Broker Steven Rodemer Barred By FINRA | SSEK Law","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/04\/pexels-photo-373912.jpeg","datePublished":"2020-04-09T12:57:39+00:00","dateModified":"2020-04-30T15:47:41+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Steven Rodemer, ex-Stifel Nicolaus broker, is barred by FINRA following allegations that he took funds from one client\u2019s account without authorization.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/04\/pexels-photo-373912.jpeg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/04\/pexels-photo-373912.jpeg","width":2250,"height":1500,"caption":"Steven Rodemer, an ex-Stifel Nicolaus broker, has been barred by FINRA over investor claims that he conducted broker misconduct in their accounts."},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-investigates-investor-claims-involving-ex-stifel-nicolaus-broker-steven-rodemer\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Shepherd Smith Edwards and Kantas Investigates Investor Claims Involving Ex-Stifel Nicolaus Broker Steven Rodemer"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/04\/pexels-photo-373912.jpeg","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-4UC","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18886","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=18886"}],"version-history":[{"count":5,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18886\/revisions"}],"predecessor-version":[{"id":18930,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18886\/revisions\/18930"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/18889"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=18886"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=18886"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=18886"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}