{"id":18964,"date":"2020-05-18T12:19:16","date_gmt":"2020-05-18T17:19:16","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18964"},"modified":"2020-05-19T22:26:03","modified_gmt":"2020-05-20T03:26:03","slug":"morgan-stanley-sued-for-unsuitable-recommendations","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/","title":{"rendered":"Morgan Stanley Sued for Unsuitable Recommendations Over Harvest Volatility Strategy, MLPs and Other Complex Investments Made To A Texas Investor"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Brokerage Firm Made Unsuitable Investment Recommendations to An Inexperienced Investor<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Our brokerage firm fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have filed a Financial Industry Regulatory Authority (FINRA) arbitration against <\/span><a href=\"https:\/\/www.investorlawyers.com\/morgan-stanley-background-information.html\"><span style=\"font-weight: 400;\">Morgan Stanley<\/span><\/a><span style=\"font-weight: 400;\"> on behalf of an elderly Dallas, Texas investor.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">The investor in question sustained over $500K in losses due to the unsuitable recommendations of structured products, Master Limited Partnerships (MLPs), other oil and gas equities, and investments governed by Harvest Volatility Management\u2019s Collateral Yield Enhancement Strategy (CYES).\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/\"  title=\"Continue Reading Morgan Stanley Sued for Unsuitable Recommendations Over Harvest Volatility Strategy, MLPs and Other Complex Investments Made To A Texas Investor\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Brokerage Firm Made Unsuitable Investment Recommendations to An Inexperienced Investor Our brokerage firm fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have filed a Financial Industry Regulatory Authority (FINRA) arbitration against Morgan Stanley on behalf of an elderly Dallas, Texas investor. The investor in question sustained over $500K in losses due to [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":18965,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3774,4245,3739,3787,4136,3785],"tags":[4260,3421,2283,2762],"class_list":["post-18964","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-dealers","category-complex-investments","category-finra","category-morgan-stanley","category-morgan-stanley-financial-firms","category-yield-enhancement-strategy","tag-cyes","tag-harvest-volatility-management","tag-morgan-stanley","tag-unsuitable-investments"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Morgan Stanley Sued For Broker Fraud Due To Unsuitable Investment Recommendations | SSEK<\/title>\n<meta name=\"description\" content=\"A FINRA arbitration claim was filed against Morgan Stanley after the firm and its broker recommended unsuitable investments to an elderly investor in Texas.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Morgan Stanley Sued For Broker Fraud Due To Unsuitable Investment Recommendations | SSEK\" \/>\n<meta name=\"twitter:description\" content=\"A FINRA arbitration claim was filed against Morgan Stanley after the firm and its broker recommended unsuitable investments to an elderly investor in Texas.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/dan-freeman-ViE8XOyiqaM-unsplash-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Morgan Stanley Sued For Broker Fraud Due To Unsuitable Investment Recommendations | SSEK","description":"A FINRA arbitration claim was filed against Morgan Stanley after the firm and its broker recommended unsuitable investments to an elderly investor in Texas.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/","twitter_card":"summary_large_image","twitter_title":"Morgan Stanley Sued For Broker Fraud Due To Unsuitable Investment Recommendations | SSEK","twitter_description":"A FINRA arbitration claim was filed against Morgan Stanley after the firm and its broker recommended unsuitable investments to an elderly investor in Texas.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/dan-freeman-ViE8XOyiqaM-unsplash-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Morgan Stanley Sued for Unsuitable Recommendations Over Harvest Volatility Strategy, MLPs and Other Complex Investments Made To A Texas Investor","datePublished":"2020-05-18T17:19:16+00:00","dateModified":"2020-05-20T03:26:03+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/"},"wordCount":676,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/dan-freeman-ViE8XOyiqaM-unsplash-1.jpg","keywords":["CYES","Harvest Volatility Management","Morgan Stanley","unsuitable investments"],"articleSection":["Broker Fraud","Broker-Dealers","Complex Investments","FINRA","Morgan Stanley","Morgan Stanley","Yield Enhancement Strategy"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/","url":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/","name":"Morgan Stanley Sued For Broker Fraud Due To Unsuitable Investment Recommendations | SSEK","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/dan-freeman-ViE8XOyiqaM-unsplash-1.jpg","datePublished":"2020-05-18T17:19:16+00:00","dateModified":"2020-05-20T03:26:03+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"A FINRA arbitration claim was filed against Morgan Stanley after the firm and its broker recommended unsuitable investments to an elderly investor in Texas.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/dan-freeman-ViE8XOyiqaM-unsplash-1.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/dan-freeman-ViE8XOyiqaM-unsplash-1.jpg","width":640,"height":427,"caption":"Morgan Stanley is being sued for broker fraud after it recommended complex investments to an elderly investor that resulted in investor losses."},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/morgan-stanley-sued-for-unsuitable-recommendations\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Morgan Stanley Sued for Unsuitable Recommendations Over Harvest Volatility Strategy, MLPs and Other Complex Investments Made To A Texas Investor"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/dan-freeman-ViE8XOyiqaM-unsplash-1.jpg","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-4VS","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18964","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=18964"}],"version-history":[{"count":1,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18964\/revisions"}],"predecessor-version":[{"id":18966,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18964\/revisions\/18966"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/18965"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=18964"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=18964"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=18964"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}