{"id":18991,"date":"2020-06-01T05:17:41","date_gmt":"2020-06-01T10:17:41","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=18991"},"modified":"2020-05-29T11:18:07","modified_gmt":"2020-05-29T16:18:07","slug":"ubs-yes-strategy-sec-investigation","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/","title":{"rendered":"UBS YES Strategy Investors Say They Were Promised Low Risks But Suffered Huge Losses"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Investors Claim UBS YES Strategy Was Mismarketed To Them: SEC Looking Into the Allegations<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">If you are an investor whose UBS broker recommended that you employ the UBS YES (Yield Enhancement Strategy) and you\u2019ve since suffered significant losses, you may have grounds for an investment fraud claim.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Unfortunately, UBS and its registered representatives may have been making unsuitable recommendations of this complex investment strategy to customers, as well as misrepresenting the risks involved.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/\"  title=\"Continue Reading UBS YES Strategy Investors Say They Were Promised Low Risks But Suffered Huge Losses\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Investors Claim UBS YES Strategy Was Mismarketed To Them: SEC Looking Into the Allegations If you are an investor whose UBS broker recommended that you employ the UBS YES (Yield Enhancement Strategy) and you\u2019ve since suffered significant losses, you may have grounds for an investment fraud claim.\u00a0 Unfortunately, UBS and its registered representatives may have [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":18992,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4245,4005,3755,3785],"tags":[3026,2563,4301,4150,3352],"class_list":["post-18991","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-complex-investments","category-misrepresentations-and-omissio","category-ubs","category-yield-enhancement-strategy","tag-broker-fraud","tag-misrepresentations-and-omissions","tag-ubs-yes-strategy","tag-ubs-yield-enhancement-strategy","tag-yield-enhancement-strategy"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>UBS YES Strategy Investors Promised Low Risks Suffer Losses | Investor Lawyers<\/title>\n<meta name=\"description\" content=\"The SEC is investigating allegations that investors of the UBS YES Strategy were misrepresenting the risks involved resulting in substantial losses.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"UBS YES Strategy Investors Promised Low Risks Suffer Losses | Investor Lawyers\" \/>\n<meta name=\"twitter:description\" content=\"The SEC is investigating allegations that investors of the UBS YES Strategy were misrepresenting the risks involved resulting in substantial losses.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/ubs-yes-strategy.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"UBS YES Strategy Investors Promised Low Risks Suffer Losses | Investor Lawyers","description":"The SEC is investigating allegations that investors of the UBS YES Strategy were misrepresenting the risks involved resulting in substantial losses.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/","twitter_card":"summary_large_image","twitter_title":"UBS YES Strategy Investors Promised Low Risks Suffer Losses | Investor Lawyers","twitter_description":"The SEC is investigating allegations that investors of the UBS YES Strategy were misrepresenting the risks involved resulting in substantial losses.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/ubs-yes-strategy.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"UBS YES Strategy Investors Say They Were Promised Low Risks But Suffered Huge Losses","datePublished":"2020-06-01T10:17:41+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/"},"wordCount":561,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/ubs-yes-strategy.jpg","keywords":["broker fraud","Misrepresentations and omissions","UBS YES Strategy","UBS Yield Enhancement Strategy","Yield Enhancement Strategy"],"articleSection":["Complex Investments","Misrepresentations and Omissions","UBS","Yield Enhancement Strategy"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/","url":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/","name":"UBS YES Strategy Investors Promised Low Risks Suffer Losses | Investor Lawyers","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/ubs-yes-strategy.jpg","datePublished":"2020-06-01T10:17:41+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"The SEC is investigating allegations that investors of the UBS YES Strategy were misrepresenting the risks involved resulting in substantial losses.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/ubs-yes-strategy.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/ubs-yes-strategy.jpg","width":640,"height":479,"caption":"The UBS YES Strategy has received many investor complaints recently. The United States SEC is currently investigating claims of mismarketing and unsuitable recommendations."},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-sec-investigation\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"UBS YES Strategy Investors Say They Were Promised Low Risks But Suffered Huge Losses"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/05\/ubs-yes-strategy.jpg","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-4Wj","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18991","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=18991"}],"version-history":[{"count":1,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18991\/revisions"}],"predecessor-version":[{"id":18993,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/18991\/revisions\/18993"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/18992"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=18991"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=18991"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=18991"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}