{"id":19009,"date":"2020-06-10T09:57:29","date_gmt":"2020-06-10T14:57:29","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19009"},"modified":"2020-06-10T10:44:29","modified_gmt":"2020-06-10T15:44:29","slug":"ubs-yes-strategy-lawsuit-seeks-1m","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/","title":{"rendered":"Retiree Couple\u2019s UBS YES Strategy Lawsuit Seeks Up to $1M in Damages and Losses"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Claimants Lose Retirement Funds in Complex Options Trading Strategy<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">A retired couple is suing UBS Financial Services (UBS) after they sustained at least $800,000 in losses from investing in the firm\u2019s Yield Enhancement Strategy (YES).\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">The investors contend that their UBS broker made <\/span><a href=\"https:\/\/www.investorlawyers.com\/misrepresentations-and-omissions.html\"><span style=\"font-weight: 400;\">misrepresentations and omissions<\/span><\/a><span style=\"font-weight: 400;\"> when recommending this unsuitable investment strategy to them and discouraged them from leaving the YES program even as their losses mounted. Now, the investors are seeking up to $1,000,000 in damages, losses, and other costs.<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/\"  title=\"Continue Reading Retiree Couple\u2019s UBS YES Strategy Lawsuit Seeks Up to $1M in Damages and Losses\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Claimants Lose Retirement Funds in Complex Options Trading Strategy A retired couple is suing UBS Financial Services (UBS) after they sustained at least $800,000 in losses from investing in the firm\u2019s Yield Enhancement Strategy (YES).\u00a0 The investors contend that their UBS broker made misrepresentations and omissions when recommending this unsuitable investment strategy to them and [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19010,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3783,4245,3741,3755,3785],"tags":[4282,4301,4150],"class_list":["post-19009","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-misconduct","category-complex-investments","category-securities-fraud","category-ubs","category-yield-enhancement-strategy","tag-brokerage-firm-negligence","tag-ubs-yes-strategy","tag-ubs-yield-enhancement-strategy"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>UBS YES Strategy Lawsuit Seeks Up To $1M | Broker Fraud Lawyers<\/title>\n<meta name=\"description\" content=\"A retiree couple has filed a brokerage firm fraud lawsuit against UBS after their UBS YES Strategy account suffered over $1M in damages due to negligence.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"UBS YES Strategy Lawsuit Seeks Up To $1M | Broker Fraud Lawyers\" \/>\n<meta name=\"twitter:description\" content=\"A retiree couple has filed a brokerage firm fraud lawsuit against UBS after their UBS YES Strategy account suffered over $1M in damages due to negligence.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/06\/tingey-injury-law-firm-yCdPU73kGSc-unsplash-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"5 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"UBS YES Strategy Lawsuit Seeks Up To $1M | Broker Fraud Lawyers","description":"A retiree couple has filed a brokerage firm fraud lawsuit against UBS after their UBS YES Strategy account suffered over $1M in damages due to negligence.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/","twitter_card":"summary_large_image","twitter_title":"UBS YES Strategy Lawsuit Seeks Up To $1M | Broker Fraud Lawyers","twitter_description":"A retiree couple has filed a brokerage firm fraud lawsuit against UBS after their UBS YES Strategy account suffered over $1M in damages due to negligence.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/06\/tingey-injury-law-firm-yCdPU73kGSc-unsplash-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"5 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Retiree Couple\u2019s UBS YES Strategy Lawsuit Seeks Up to $1M in Damages and Losses","datePublished":"2020-06-10T14:57:29+00:00","dateModified":"2020-06-10T15:44:29+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/"},"wordCount":950,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/06\/tingey-injury-law-firm-yCdPU73kGSc-unsplash-1.jpg","keywords":["brokerage firm negligence","UBS YES Strategy","UBS Yield Enhancement Strategy"],"articleSection":["Broker Misconduct","Complex Investments","Securities Fraud","UBS","Yield Enhancement Strategy"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/","url":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/","name":"UBS YES Strategy Lawsuit Seeks Up To $1M | Broker Fraud Lawyers","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/06\/tingey-injury-law-firm-yCdPU73kGSc-unsplash-1.jpg","datePublished":"2020-06-10T14:57:29+00:00","dateModified":"2020-06-10T15:44:29+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"A retiree couple has filed a brokerage firm fraud lawsuit against UBS after their UBS YES Strategy account suffered over $1M in damages due to negligence.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/06\/tingey-injury-law-firm-yCdPU73kGSc-unsplash-1.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/06\/tingey-injury-law-firm-yCdPU73kGSc-unsplash-1.jpg","width":640,"height":427,"caption":"GPB Capital Holdings"},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-lawsuit-seeks-1m\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Retiree Couple\u2019s UBS YES Strategy Lawsuit Seeks Up to $1M in Damages and Losses"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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