{"id":19096,"date":"2020-07-29T10:00:08","date_gmt":"2020-07-29T15:00:08","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19096"},"modified":"2020-07-29T10:00:08","modified_gmt":"2020-07-29T15:00:08","slug":"aegis-capital-broker-accused-of-unauthorized-trading","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/aegis-capital-broker-accused-of-unauthorized-trading\/","title":{"rendered":"Aegis Capital Broker Accused by Investors of Negligence, Unsuitable Investments and Unauthorized Trading"},"content":{"rendered":"

Former National Securities Stockbroker Named in Over 12 Customer Disputes<\/span><\/h2>\n

Thomas Edison Kelly, Jr., an Aegis Capital broker, has been the subject of a number of customer complaints between 2013 and 2020, three of which are still pending.\u00a0<\/span><\/p>\n

Prior to working for Aegis Capital in 2018, Kelly was a National Securities broker for 10 years. Before that, he was with First Republic Group from 1998 to 2008. First Republic was expelled by the Financial Industry Regulatory Authority (FINRA) in 2019. According to a 2017 Reuters report analyzing FINRA data, National Securities is one of 48 firms that hire brokers with red flags on their record.<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Former National Securities Stockbroker Named in Over 12 Customer Disputes Thomas Edison Kelly, Jr., an Aegis Capital broker, has been the subject of a number of customer complaints between 2013 and 2020, three of which are still pending.\u00a0 Prior to working for Aegis Capital in 2018, Kelly was a National Securities broker for 10 years. […]<\/p>\n","protected":false},"author":2,"featured_media":19097,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3762],"tags":[2763,3026,4280,4390,3009],"class_list":["post-19096","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-current-investigations","tag-aegis-capital","tag-broker-fraud","tag-broker-negligence","tag-thomas-kelly","tag-unauthorized-trading"],"yoast_head":"\nAegis Capital Broker Accused Of Unauthorized Trading | SSEK<\/title>\n<meta name=\"description\" content=\"Aegis Capital broker, Thomas Kelly, has been accused of stockbroker fraud and unauthorized trading by investors. 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