{"id":19120,"date":"2020-08-17T15:17:15","date_gmt":"2020-08-17T20:17:15","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19120"},"modified":"2022-07-22T11:51:48","modified_gmt":"2022-07-22T16:51:48","slug":"christopher-bennett-securities-fraud-claims","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/christopher-bennett-securities-fraud-claims\/","title":{"rendered":"Former Hilliard Lyons Stockbroker Christopher Bennett Named in 15 Securities Fraud Claims"},"content":{"rendered":"

FINRA Bars Ex-Registered Rep, Who Wouldn\u2019t Cooperate In Investigation\u00a0<\/span><\/h2>\n

Christopher Duke Bennett, an ex-Hilliard Lyons broker, is barred by the Financial Industry Regulatory Authority (FINRA). Bennett has been the subject of 15 numerous securities fraud customer disputes over the years.\u00a0<\/span><\/p>\n

The bar comes after he refused to cooperate in the self-regulatory organization\u2019s (SRO\u2019s) probe that was opened in the wake of several people accusing him of <\/span>unauthorized trading<\/span><\/a> and making unsuitable investment recommendations. Bennett also is no longer a registered investment adviser.<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

FINRA Bars Ex-Registered Rep, Who Wouldn\u2019t Cooperate In Investigation\u00a0 Christopher Duke Bennett, an ex-Hilliard Lyons broker, is barred by the Financial Industry Regulatory Authority (FINRA). Bennett has been the subject of 15 numerous securities fraud customer disputes over the years.\u00a0 The bar comes after he refused to cooperate in the self-regulatory organization\u2019s (SRO\u2019s) probe that […]<\/p>\n","protected":false},"author":2,"featured_media":19121,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,3777,3741],"tags":[4400,4257,2692,3009],"class_list":["post-19120","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-inadequate-supervision","category-securities-fraud","tag-christopher-bennett","tag-failure-to-supervise","tag-hilliard-lyons","tag-unauthorized-trading"],"yoast_head":"\nEx-Hilliard Lyons Broker Named In 15 Fraud Claims | SSEK<\/title>\n<meta name=\"description\" content=\"Christopher Bennett, an ex-Hilliard Lyons broker, has been named in 15 securities fraud cases and is now barred by FINRA. 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