{"id":19124,"date":"2020-08-19T09:40:37","date_gmt":"2020-08-19T14:40:37","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19124"},"modified":"2020-10-26T11:49:14","modified_gmt":"2020-10-26T16:49:14","slug":"kestra-broker-finra-complaint-involvement","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/kestra-broker-finra-complaint-involvement\/","title":{"rendered":"Investor Accuses Kestra Broker Stephen Curry in $7.7M FINRA Complaint"},"content":{"rendered":"

Breach of Fiduciary Duty Involving Retirement Fund Alleged<\/span><\/h2>\n

Stephen Fergus Curry<\/span><\/a>, a longtime Kestra Advisory Services registered representative, is named in a nearly $7.8M Financial Industry Regulatory Authority (FINRA) complaint accusing him of breach of fiduciary duty over services performed related to a retirement fund.\u00a0<\/span><\/p>\n

Curry has been with Kestra for 13 years. First, he was with Kestra Investment Services and now he\u2019s with Kestra Advisory Services. He also is a registered investment adviser. Before he joined Kestra, Curry was a Waterstone Financial Group broker from 2006 to 2007. He also worked as an investment advisor with NFP Advisor Services from 2007 to 2016.\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Breach of Fiduciary Duty Involving Retirement Fund Alleged Stephen Fergus Curry, a longtime Kestra Advisory Services registered representative, is named in a nearly $7.8M Financial Industry Regulatory Authority (FINRA) complaint accusing him of breach of fiduciary duty over services performed related to a retirement fund.\u00a0 Curry has been with Kestra for 13 years. First, he […]<\/p>\n","protected":false},"author":2,"featured_media":19125,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3949,3773,3739],"tags":[4402,3290,4401],"class_list":["post-19124","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-breach-of-fiduciary-duty","category-broker-fraud","category-finra","tag-breach-of-fiduciary-duty","tag-kestra-investment-services","tag-stephen-curry"],"yoast_head":"\nKestra Broker Accused Of Fraud In $7.7M FINRA Complaint | SSEK Law<\/title>\n<meta name=\"description\" content=\"An investor has named Stephen Curry, a Kestra broker, in a $7.7M FINRA complaint. Learn more about the current investigation.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/kestra-broker-finra-complaint-involvement\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Kestra Broker Accused Of Fraud In $7.7M FINRA Complaint | SSEK Law\" \/>\n<meta name=\"twitter:description\" content=\"An investor has named Stephen Curry, a Kestra broker, in a $7.7M FINRA complaint. Learn more about the current investigation.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/08\/marten-bjork-6dW3xyQvcYE-unsplash-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards & Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Kestra Broker Accused Of Fraud In $7.7M FINRA Complaint | SSEK Law","description":"An investor has named Stephen Curry, a Kestra broker, in a $7.7M FINRA complaint. 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