{"id":19148,"date":"2020-09-01T05:55:32","date_gmt":"2020-09-01T10:55:32","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19148"},"modified":"2020-08-31T12:55:49","modified_gmt":"2020-08-31T17:55:49","slug":"ubs-yes-strategy-unsuitable-recommendation","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/","title":{"rendered":"Dallas Retiree Accuses UBS Of Unsuitably Recommending YES Strategy"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Senior Investor Sues UBS Financial For Losses Caused by Yield Enhancement Strategy\u00a0<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">A Texas retiree says UBS\u2019s <\/span><a href=\"https:\/\/www.investorlawyers.com\/the-ubs-yield-enhancement-strategy.html\"><span style=\"font-weight: 400;\">Yield Enhancement Strategy<\/span><\/a><span style=\"font-weight: 400;\"> (\u201cYES\u201d) is to blame for investment losses he suffered over a short time period at the end of 2018.\u00a0 According to the claim filed with the Financial Industry Regulatory Authority (\u201cFINRA\u201d), the YES program was unsuitably recommended to him as it is a highly risky investment program. Now, the claimant is seeking up to $100,000 in damages.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Our broker-dealer fraud lawyers at Shepherd Smith Edwards &amp; Kantas (\u201cSSEK Law Firm\u201d) are representing this investor as well as several others seeking to recoup wrongful losses from UBS Financial\u2019s YES program. SSEK Law Firm represents investors nationwide, including in UBS YES claims.\u00a0 The most recent case SSEK Law Firm has filed will be held in Dallas.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/\"  title=\"Continue Reading Dallas Retiree Accuses UBS Of Unsuitably Recommending YES Strategy\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Senior Investor Sues UBS Financial For Losses Caused by Yield Enhancement Strategy\u00a0 A Texas retiree says UBS\u2019s Yield Enhancement Strategy (\u201cYES\u201d) is to blame for investment losses he suffered over a short time period at the end of 2018.\u00a0 According to the claim filed with the Financial Industry Regulatory Authority (\u201cFINRA\u201d), the YES program was [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19150,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3755,3785],"tags":[4301,4150],"class_list":["post-19148","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-ubs","category-yield-enhancement-strategy","tag-ubs-yes-strategy","tag-ubs-yield-enhancement-strategy"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>UBS Accused Of Unsuitably Recommending YES Strategy | SSEK Law<\/title>\n<meta name=\"description\" content=\"A retiree based in Dallas has filed a FINRA arbitration claim against UBS Financial for unsuitably recommending their YES Strategy. Find out more.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"UBS Accused Of Unsuitably Recommending YES Strategy | SSEK Law\" \/>\n<meta name=\"twitter:description\" content=\"A retiree based in Dallas has filed a FINRA arbitration claim against UBS Financial for unsuitably recommending their YES Strategy. 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Find out more.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/08\/UBS.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Dallas Retiree Accuses UBS Of Unsuitably Recommending YES Strategy","datePublished":"2020-09-01T10:55:32+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/"},"wordCount":551,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/08\/UBS.jpg","keywords":["UBS YES Strategy","UBS Yield Enhancement Strategy"],"articleSection":["UBS","Yield Enhancement Strategy"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/","url":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/","name":"UBS Accused Of Unsuitably Recommending YES Strategy | SSEK Law","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-unsuitable-recommendation\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/08\/UBS.jpg","datePublished":"2020-09-01T10:55:32+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"A retiree based in Dallas has filed a FINRA arbitration claim against UBS Financial for unsuitably recommending their YES Strategy. 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