{"id":1925,"date":"2017-12-05T17:23:37","date_gmt":"2017-12-05T23:23:37","guid":{"rendered":"https:\/\/www.institutionalinvestorsecuritiesblog.com\/?p=1925"},"modified":"2022-03-22T15:07:50","modified_gmt":"2022-03-22T20:07:50","slug":"hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/","title":{"rendered":"Hedge Fund Managers Settle SEC Charges Accusing Them of Sharing Confidential Investment Information with Each Other"},"content":{"rendered":"<p>\t\t\t\tNehal Chopra, founder of the hedge fund Ratan Capital Management, and her husband Paritosh Gupta have settled US Securities and Exchange Commission charges alleging that they acted improperly: He, by sharing confidential investment recommendations with her and she, by not disclosing to her clients that her husband was the one who gave her this information.<\/p>\n<p>Gupta worked at Brahman Capital, a hedge fund firm. He later launched Adi Capital Management, also a hedge fund firm.  Brahman and Ratan are competitors in their field.<\/p>\n<p>According to the SEC, Gupta provided Chopra with information developed for Brahman\u2019s own clients, as well as the timing of Brahman\u2019s sizes and positions, and he advised her about certain investments. In one example noted by the regulator, Gupta asked his wife about the size of her firm\u2019s position in one security. After she responded, he advised her to increase that position. Ratan would go on to buy more shares that day.<\/p>\n<p> <a href=\"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/#more-1925\" class=\"more-link\">Continue Reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Nehal Chopra, founder of the hedge fund Ratan Capital Management, and her husband Paritosh Gupta have settled US Securities and Exchange Commission charges alleging that they acted improperly: He, by sharing confidential investment recommendations with her and she, by not disclosing to her clients that her husband was the one who gave her this information. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3748,3760,3795,3761],"tags":[2921,2922,2923],"class_list":["post-1925","post","type-post","status-publish","format-standard","hentry","category-hedge-funds","category-sec-enforcement","category-sec-settlements","category-securities-and-exchange-commis","tag-brahman-capital","tag-nehal-chopra","tag-ratan-capital-management"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Hedge Fund Managers Settle SEC Charges Accusing Them of Sharing Confidential Investment Information with Each Other &#8212; Investor Lawyers Blog &#8212; December 5, 2017<\/title>\n<meta name=\"description\" content=\"Nehal Chopra, founder of the hedge fund Ratan Capital Management, and her husband Paritosh Gupta have settled US Securities and Exchange Commission &#8212; December 5, 2017\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Hedge Fund Managers Settle SEC Charges Accusing Them of Sharing Confidential Investment Information with Each Other &#8212; Investor Lawyers Blog &#8212; December 5, 2017\" \/>\n<meta name=\"twitter:description\" content=\"Nehal Chopra, founder of the hedge fund Ratan Capital Management, and her husband Paritosh Gupta have settled US Securities and Exchange Commission &#8212; December 5, 2017\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Hedge Fund Managers Settle SEC Charges Accusing Them of Sharing Confidential Investment Information with Each Other &#8212; Investor Lawyers Blog &#8212; December 5, 2017","description":"Nehal Chopra, founder of the hedge fund Ratan Capital Management, and her husband Paritosh Gupta have settled US Securities and Exchange Commission &#8212; December 5, 2017","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/","twitter_card":"summary_large_image","twitter_title":"Hedge Fund Managers Settle SEC Charges Accusing Them of Sharing Confidential Investment Information with Each Other &#8212; Investor Lawyers Blog &#8212; December 5, 2017","twitter_description":"Nehal Chopra, founder of the hedge fund Ratan Capital Management, and her husband Paritosh Gupta have settled US Securities and Exchange Commission &#8212; December 5, 2017","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Hedge Fund Managers Settle SEC Charges Accusing Them of Sharing Confidential Investment Information with Each Other","datePublished":"2017-12-05T23:23:37+00:00","dateModified":"2022-03-22T20:07:50+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/"},"wordCount":417,"keywords":["Brahman Capital","Nehal Chopra","Ratan Capital Management"],"articleSection":["Hedge Funds","SEC Enforcement","SEC Settlements","Securities and Exchange Commission"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/","url":"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/","name":"Hedge Fund Managers Settle SEC Charges Accusing Them of Sharing Confidential Investment Information with Each Other &#8212; Investor Lawyers Blog &#8212; December 5, 2017","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"datePublished":"2017-12-05T23:23:37+00:00","dateModified":"2022-03-22T20:07:50+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Nehal Chopra, founder of the hedge fund Ratan Capital Management, and her husband Paritosh Gupta have settled US Securities and Exchange Commission &#8212; December 5, 2017","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/hedge-fund-managers-settle-sec-charges-accusing-sharing-confidential-investment-information\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Hedge Fund Managers Settle SEC Charges Accusing Them of Sharing Confidential Investment Information with Each Other"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-v3","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/1925","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=1925"}],"version-history":[{"count":2,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/1925\/revisions"}],"predecessor-version":[{"id":25194,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/1925\/revisions\/25194"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=1925"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=1925"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=1925"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}