{"id":19281,"date":"2020-10-02T14:37:21","date_gmt":"2020-10-02T19:37:21","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19281"},"modified":"2020-10-02T14:37:21","modified_gmt":"2020-10-02T19:37:21","slug":"150k-gpb-private-placements-case","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/","title":{"rendered":"Investor Filed $150K GPB Private Placement Case Naming Capital Wealth Management Advisor Lee Duckworth"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Three Pending FINRA Arbitration Claims Accuse Triad Advisors Broker of Unsuitability<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Lee Duckworth, the CEO of investment advisory firm Capital Wealth Management and a Triad Advisors stockbroker, was recently named in three Financial Industry Regulatory Authority (FINRA) arbitration claims accusing him of making <\/span><a href=\"https:\/\/www.investorlawyers.com\/unsuitability.html\"><span style=\"font-weight: 400;\">unsuitable investment recommendations<\/span><\/a><span style=\"font-weight: 400;\"> to customers.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">At least one of the disputes involves private placements from GPB Capital Holdings, an alternative asset firm accused of running a more than $1.5B Ponzi scam. Duckworth is a West Warwick, Rhode Island broker and investment advisor.<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/\"  title=\"Continue Reading Investor Filed $150K GPB Private Placement Case Naming Capital Wealth Management Advisor Lee Duckworth\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Three Pending FINRA Arbitration Claims Accuse Triad Advisors Broker of Unsuitability Lee Duckworth, the CEO of investment advisory firm Capital Wealth Management and a Triad Advisors stockbroker, was recently named in three Financial Industry Regulatory Authority (FINRA) arbitration claims accusing him of making unsuitable investment recommendations to customers.\u00a0 At least one of the disputes involves [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19282,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4043,3773,4102,3772],"tags":[3026,4428,4066,4224],"class_list":["post-19281","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-alternative-investments","category-broker-fraud","category-gpb-capital","category-private-placements","tag-broker-fraud","tag-capital-wealth-management","tag-gpb-private-placements","tag-triad-advisors"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Investor Filed $150K GPB Private Placement Claim Against Lee Duckworth | SSEK Law<\/title>\n<meta name=\"description\" content=\"A customer of Triad Advisor Lee Duckworth has filed a $150K investor claim after he suffered losses in GPB private placements.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Investor Filed $150K GPB Private Placement Claim Against Lee Duckworth | SSEK Law\" \/>\n<meta name=\"twitter:description\" content=\"A customer of Triad Advisor Lee Duckworth has filed a $150K investor claim after he suffered losses in GPB private placements.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/10\/nathan-dumlao-z7EJoGtNHDg-unsplash-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Investor Filed $150K GPB Private Placement Claim Against Lee Duckworth | SSEK Law","description":"A customer of Triad Advisor Lee Duckworth has filed a $150K investor claim after he suffered losses in GPB private placements.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/","twitter_card":"summary_large_image","twitter_title":"Investor Filed $150K GPB Private Placement Claim Against Lee Duckworth | SSEK Law","twitter_description":"A customer of Triad Advisor Lee Duckworth has filed a $150K investor claim after he suffered losses in GPB private placements.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/10\/nathan-dumlao-z7EJoGtNHDg-unsplash-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Investor Filed $150K GPB Private Placement Case Naming Capital Wealth Management Advisor Lee Duckworth","datePublished":"2020-10-02T19:37:21+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/"},"wordCount":527,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/10\/nathan-dumlao-z7EJoGtNHDg-unsplash-1.jpg","keywords":["broker fraud","Capital Wealth Management","GPB Private Placements","Triad Advisors"],"articleSection":["Alternative Investments","Broker Fraud","GPB Capital","Private Placements"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/","url":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/","name":"Investor Filed $150K GPB Private Placement Claim Against Lee Duckworth | SSEK Law","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/10\/nathan-dumlao-z7EJoGtNHDg-unsplash-1.jpg","datePublished":"2020-10-02T19:37:21+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"A customer of Triad Advisor Lee Duckworth has filed a $150K investor claim after he suffered losses in GPB private placements.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/10\/nathan-dumlao-z7EJoGtNHDg-unsplash-1.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/10\/nathan-dumlao-z7EJoGtNHDg-unsplash-1.jpg","width":640,"height":427,"caption":"Capital Wealth Management advisor, Lee Duckworth, is involved in a customer complaint after an investor lost $150k in GPB private placements."},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/150k-gpb-private-placements-case\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Investor Filed $150K GPB Private Placement Case Naming Capital Wealth Management Advisor Lee Duckworth"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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