{"id":19356,"date":"2020-11-24T04:22:14","date_gmt":"2020-11-24T10:22:14","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19356"},"modified":"2022-07-22T11:49:47","modified_gmt":"2022-07-22T16:49:47","slug":"spartan-capital-securities-broker-investigated","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/","title":{"rendered":"Spartan Capital Securities Broker Joseph Kelly Is Accused of Making Unsuitable Investment Recommendations"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">New York Stockbroker is Named in Multiple Customer Disputes<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">If you suffered substantial losses from investments recommended to you by Spartan Capital Securities broker Joseph Kelly, you may have grounds for filing a Financial Industry Regulatory Authority (FINRA) arbitration claim to recover your losses.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Kelly, who is based in New York, is the subject of three pending customer complaints seeking damages. He has been with Spartan Capital Securities since 2017 and before that from 2013 to 2016. At Shepherd Smith Edwards and Kantas (SSEK Law Firm), our New York securities fraud attorneys would be happy to offer you a free case assessment. Contact us at (716) 261-3529 today.<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/\"  title=\"Continue Reading Spartan Capital Securities Broker Joseph Kelly Is Accused of Making Unsuitable Investment Recommendations\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>New York Stockbroker is Named in Multiple Customer Disputes If you suffered substantial losses from investments recommended to you by Spartan Capital Securities broker Joseph Kelly, you may have grounds for filing a Financial Industry Regulatory Authority (FINRA) arbitration claim to recover your losses.\u00a0 Kelly, who is based in New York, is the subject of [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19357,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3738,4005],"tags":[4465,4149,4353,4422],"class_list":["post-19356","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-investor-fraud","category-misrepresentations-and-omissio","tag-joseph-kelly","tag-spartan-capital-securities","tag-unsuitability","tag-unsuitable-investment-recommendations"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>New York Spartan Capital Securities Broker Involved in Customer Disputes<\/title>\n<meta name=\"description\" content=\"Joseph Kelly, a Spartan Capital Securities broker, is involved in a number of customer disputes alleging unsuitablility and churning.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"New York Spartan Capital Securities Broker Involved in Customer Disputes\" \/>\n<meta name=\"twitter:description\" content=\"Joseph Kelly, a Spartan Capital Securities broker, is involved in a number of customer disputes alleging unsuitablility and churning.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/11\/giammarco-boscaro-OPzWvgL-upY-unsplash-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"New York Spartan Capital Securities Broker Involved in Customer Disputes","description":"Joseph Kelly, a Spartan Capital Securities broker, is involved in a number of customer disputes alleging unsuitablility and churning.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/","twitter_card":"summary_large_image","twitter_title":"New York Spartan Capital Securities Broker Involved in Customer Disputes","twitter_description":"Joseph Kelly, a Spartan Capital Securities broker, is involved in a number of customer disputes alleging unsuitablility and churning.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/11\/giammarco-boscaro-OPzWvgL-upY-unsplash-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Spartan Capital Securities Broker Joseph Kelly Is Accused of Making Unsuitable Investment Recommendations","datePublished":"2020-11-24T10:22:14+00:00","dateModified":"2022-07-22T16:49:47+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/"},"wordCount":395,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/11\/giammarco-boscaro-OPzWvgL-upY-unsplash-1.jpg","keywords":["Joseph Kelly","Spartan Capital Securities","unsuitability","unsuitable investment recommendations"],"articleSection":["Investor Fraud","Misrepresentations and Omissions"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/","url":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/","name":"New York Spartan Capital Securities Broker Involved in Customer Disputes","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/11\/giammarco-boscaro-OPzWvgL-upY-unsplash-1.jpg","datePublished":"2020-11-24T10:22:14+00:00","dateModified":"2022-07-22T16:49:47+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Joseph Kelly, a Spartan Capital Securities broker, is involved in a number of customer disputes alleging unsuitablility and churning.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/11\/giammarco-boscaro-OPzWvgL-upY-unsplash-1.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/11\/giammarco-boscaro-OPzWvgL-upY-unsplash-1.jpg","width":640,"height":427,"caption":"A Spartan Capital Securities broker is being accused of recommending unsuitable investments to customers resulting in investment losses"},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/spartan-capital-securities-broker-investigated\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Spartan Capital Securities Broker Joseph Kelly Is Accused of Making Unsuitable Investment Recommendations"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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