{"id":19412,"date":"2020-12-18T09:48:51","date_gmt":"2020-12-18T15:48:51","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19412"},"modified":"2020-12-18T09:48:51","modified_gmt":"2020-12-18T15:48:51","slug":"rbc-capital-markets-overconcentration-claim","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/","title":{"rendered":"RBC Capital Markets Broker Joseph Chu Accused of Overconcentrating Customers\u2019 Accounts in Oil and Gas Investments"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Connecticut Investment Advisor is Also Part of RBC Team Chu, Philipps, and Associates<\/span><span style=\"font-weight: 400;\">\u00a0\u00a0<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Joseph Ijong Chu, an RBC Capital Markets stockbroker, has been named in a number of customer disputes this year. Chu is also a registered investment advisor with the broker-dealer. He is part of the RBC\u00a0 team known as Chu, Phillips, and Associates, which offers products and services through City National Bank in Stamford, Connecticut.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Chu\u2019s customers are blaming him for the investment losses they suffered when he allegedly overconcentrated their accounts in risky oil and gas investments that were unsuitable for them.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/\"  title=\"Continue Reading RBC Capital Markets Broker Joseph Chu Accused of Overconcentrating Customers\u2019 Accounts in Oil and Gas Investments\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Connecticut Investment Advisor is Also Part of RBC Team Chu, Philipps, and Associates\u00a0\u00a0 Joseph Ijong Chu, an RBC Capital Markets stockbroker, has been named in a number of customer disputes this year. Chu is also a registered investment advisor with the broker-dealer. He is part of the RBC\u00a0 team known as Chu, Phillips, and Associates, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19413,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4047,3744],"tags":[4486,4451,4352,2696],"class_list":["post-19412","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-oil-and-gas-claims","category-rbc-capital-markets-corp","tag-joseph-chu","tag-oil-and-gas-investments","tag-overconcentration","tag-rbc-capital-markets"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>RBC Capital Markets Broker Accused Of Overconcentration | SSEK<\/title>\n<meta name=\"description\" content=\"Joseph Chu of RBC Capital Markets is accused of overconcentrating investor\u2019s accounts in oil and gas investments resulting in losses.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"RBC Capital Markets Broker Accused Of Overconcentration | SSEK\" \/>\n<meta name=\"twitter:description\" content=\"Joseph Chu of RBC Capital Markets is accused of overconcentrating investor\u2019s accounts in oil and gas investments resulting in losses.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/12\/adult-business-commerce-computer-530024-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"RBC Capital Markets Broker Accused Of Overconcentration | SSEK","description":"Joseph Chu of RBC Capital Markets is accused of overconcentrating investor\u2019s accounts in oil and gas investments resulting in losses.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/","twitter_card":"summary_large_image","twitter_title":"RBC Capital Markets Broker Accused Of Overconcentration | SSEK","twitter_description":"Joseph Chu of RBC Capital Markets is accused of overconcentrating investor\u2019s accounts in oil and gas investments resulting in losses.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/12\/adult-business-commerce-computer-530024-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"RBC Capital Markets Broker Joseph Chu Accused of Overconcentrating Customers\u2019 Accounts in Oil and Gas Investments","datePublished":"2020-12-18T15:48:51+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/"},"wordCount":535,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/12\/adult-business-commerce-computer-530024-1.jpg","keywords":["Joseph Chu","oil and gas investments","overconcentration","RBC Capital Markets"],"articleSection":["Oil and Gas Claims","RBC Capital Markets Corp."],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/","url":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/","name":"RBC Capital Markets Broker Accused Of Overconcentration | SSEK","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/12\/adult-business-commerce-computer-530024-1.jpg","datePublished":"2020-12-18T15:48:51+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Joseph Chu of RBC Capital Markets is accused of overconcentrating investor\u2019s accounts in oil and gas investments resulting in losses.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/12\/adult-business-commerce-computer-530024-1.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2020\/12\/adult-business-commerce-computer-530024-1.jpg","width":640,"height":426,"caption":"An RBC Capital Markets broker has been accused by customers of overconcentrating their accounts with risky, illiquid oil and gas investments."},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/rbc-capital-markets-overconcentration-claim\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"RBC Capital Markets Broker Joseph Chu Accused of Overconcentrating Customers\u2019 Accounts in Oil and Gas Investments"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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