{"id":19608,"date":"2021-03-11T10:31:40","date_gmt":"2021-03-11T16:31:40","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19608"},"modified":"2021-03-11T10:31:40","modified_gmt":"2021-03-11T16:31:40","slug":"broker-brian-wurdemann-mutual-funds-claim","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-brian-wurdemann-mutual-funds-claim\/","title":{"rendered":"RBC Capital Markets Broker Brian Wurdemann Named in $1M Mutual Fund Case Alleging Misrepresentations"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">New York Investment Advisor Has Several Customer Disputes on His BrokerCheck Record\u00a0<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Brian Wurdemann, an RBC Capital Markets registered representative, is named in a still-pending customer dispute in which the customer is seeking $1M in damages. The claimant contends that Wurdemann misrepresented three mutual funds, first while he was a UBS broker up through when he went to work at RBC Capital Markets.\u00a0\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">This is one of <\/span><a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4206425\"><span style=\"font-weight: 400;\">several customer disputes<\/span><\/a><span style=\"font-weight: 400;\"> involving Wurdemann, including one from 2004 that appears to still be pending.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/broker-brian-wurdemann-mutual-funds-claim\/\"  title=\"Continue Reading RBC Capital Markets Broker Brian Wurdemann Named in $1M Mutual Fund Case Alleging Misrepresentations\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>New York Investment Advisor Has Several Customer Disputes on His BrokerCheck Record\u00a0 Brian Wurdemann, an RBC Capital Markets registered representative, is named in a still-pending customer dispute in which the customer is seeking $1M in damages. The claimant contends that Wurdemann misrepresented three mutual funds, first while he was a UBS broker up through when [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19609,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3744],"tags":[4532,2696],"class_list":["post-19608","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-rbc-capital-markets-corp","tag-brian-wurdemann","tag-rbc-capital-markets"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Brian Wurdemann Named in $1M Mutual Fund Case | Securities Lawyers<\/title>\n<meta name=\"description\" content=\"An RBC Capital Markets broker, Brian Wurdemann has been named in a $1 million customer dispute claiming misrepresentation. 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Find out more.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/josh-calabrese-Ca8r0PSWg9Q-unsplash-1-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-brian-wurdemann-mutual-funds-claim\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-brian-wurdemann-mutual-funds-claim\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"RBC Capital Markets Broker Brian Wurdemann Named in $1M Mutual Fund Case Alleging Misrepresentations","datePublished":"2021-03-11T16:31:40+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-brian-wurdemann-mutual-funds-claim\/"},"wordCount":458,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-brian-wurdemann-mutual-funds-claim\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/josh-calabrese-Ca8r0PSWg9Q-unsplash-1-1.jpg","keywords":["Brian Wurdemann","RBC Capital Markets"],"articleSection":["RBC Capital Markets Corp."],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-brian-wurdemann-mutual-funds-claim\/","url":"https:\/\/www.investorlawyers.com\/blog\/broker-brian-wurdemann-mutual-funds-claim\/","name":"Broker Brian Wurdemann Named in $1M Mutual Fund Case | Securities Lawyers","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-brian-wurdemann-mutual-funds-claim\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-brian-wurdemann-mutual-funds-claim\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/josh-calabrese-Ca8r0PSWg9Q-unsplash-1-1.jpg","datePublished":"2021-03-11T16:31:40+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"An RBC Capital Markets broker, Brian Wurdemann has been named in a $1 million customer dispute claiming misrepresentation. 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