{"id":19611,"date":"2021-03-10T10:30:17","date_gmt":"2021-03-10T16:30:17","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19611"},"modified":"2021-03-11T10:30:34","modified_gmt":"2021-03-11T16:30:34","slug":"ubs-yes-strategy-customers-awarded-1m","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-customers-awarded-1m\/","title":{"rendered":"UBS YES Strategy Customers Of Broker Jason Dworak Awarded Over $1M"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Lincoln, Nebraska Stockbroker Named In Multiple Six-Figure Options Overlay Claims\u00a0<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded two claimants over $1M in their <\/span><a href=\"https:\/\/www.investorlawyers.com\/the-ubs-yield-enhancement-strategy.html\"><span style=\"font-weight: 400;\">UBS Yield Enhancement Strategy<\/span><\/a><span style=\"font-weight: 400;\"> (YES) claim against respondent UBS Financial Services (UBS).\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Their broker, Jason Mathew Dworak, was not a respondent in the customer dispute. However, according to the FINRA award, the panel did not grant the broker-dealer\u2019s request that the case be expunged from his CRD records. Dworak also is named in other pending options overlay claims involving UBS YES.<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-customers-awarded-1m\/\"  title=\"Continue Reading UBS YES Strategy Customers Of Broker Jason Dworak Awarded Over $1M\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Lincoln, Nebraska Stockbroker Named In Multiple Six-Figure Options Overlay Claims\u00a0 A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded two claimants over $1M in their UBS Yield Enhancement Strategy (YES) claim against respondent UBS Financial Services (UBS).\u00a0 Their broker, Jason Mathew Dworak, was not a respondent in the customer dispute. However, according to the [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19612,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3755,3785],"tags":[3000,4301],"class_list":["post-19611","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-ubs","category-yield-enhancement-strategy","tag-ubs","tag-ubs-yes-strategy"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>UBS YES Strategy Customers Awarded $1M | Investment Fraud Lawyers<\/title>\n<meta name=\"description\" content=\"UBS YES Strategy customers of UBS broker, Jason Dworak have been awarded over $1M in a FINRA arbitration claim. 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Learn more.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/UBS.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-customers-awarded-1m\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-customers-awarded-1m\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"UBS YES Strategy Customers Of Broker Jason Dworak Awarded Over $1M","datePublished":"2021-03-10T16:30:17+00:00","dateModified":"2021-03-11T16:30:34+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-customers-awarded-1m\/"},"wordCount":596,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-customers-awarded-1m\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/UBS.jpg","keywords":["UBS","UBS YES Strategy"],"articleSection":["UBS","Yield Enhancement Strategy"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-customers-awarded-1m\/","url":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-customers-awarded-1m\/","name":"UBS YES Strategy Customers Awarded $1M | Investment Fraud Lawyers","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-customers-awarded-1m\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-strategy-customers-awarded-1m\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/UBS.jpg","datePublished":"2021-03-10T16:30:17+00:00","dateModified":"2021-03-11T16:30:34+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"UBS YES Strategy customers of UBS broker, Jason Dworak have been awarded over $1M in a FINRA arbitration claim. 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