{"id":19622,"date":"2021-03-16T09:14:39","date_gmt":"2021-03-16T14:14:39","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19622"},"modified":"2021-03-18T09:15:29","modified_gmt":"2021-03-18T14:15:29","slug":"customers-awarded-over-ubs-yes-strategy-losses","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/customers-awarded-over-ubs-yes-strategy-losses\/","title":{"rendered":"Customer Of UBS Brokers Mark Zeller and Scott Rosenberg Awarded Nearly $90K Over YES Strategy Losses"},"content":{"rendered":"

Florida Arbitration Panel Refuses To Expunge Advisors\u2019 Record of Options Overlay Case<\/span><\/h2>\n

In December, a\u00a0 Financial Industry Regulatory Authority (FINRA) arbitration panel in Boca Raton, Florida awarded a UBS Wealth management client and retiree $89,675 in his UBS Yield Enhancement Strategy (YES) claim over significant losses he sustained in the brokerage firm\u2019s options overlay strategy.\u00a0<\/span><\/p>\n

The award was for his unsuitability claim against UBS Financial Services. He also alleged negligence, fraud, breach of fiduciary duty, negligence, omissions, failure to supervise, and breach of contract.<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Florida Arbitration Panel Refuses To Expunge Advisors\u2019 Record of Options Overlay Case In December, a\u00a0 Financial Industry Regulatory Authority (FINRA) arbitration panel in Boca Raton, Florida awarded a UBS Wealth management client and retiree $89,675 in his UBS Yield Enhancement Strategy (YES) claim over significant losses he sustained in the brokerage firm\u2019s options overlay strategy.\u00a0 […]<\/p>\n","protected":false},"author":2,"featured_media":19623,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3755,3785],"tags":[4301,4150],"class_list":["post-19622","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-ubs","category-yield-enhancement-strategy","tag-ubs-yes-strategy","tag-ubs-yield-enhancement-strategy"],"yoast_head":"\nUBS Customer Awarded $90K Over YES Strategy Losses | Investor Lawyers<\/title>\n<meta name=\"description\" content=\"Customer of UBS broker Mark Zeller was awarded nearly $90k after suffering large losses in the UBS YES Strategy program. Learn more.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/customers-awarded-over-ubs-yes-strategy-losses\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"UBS Customer Awarded $90K Over YES Strategy Losses | Investor Lawyers\" \/>\n<meta name=\"twitter:description\" content=\"Customer of UBS broker Mark Zeller was awarded nearly $90k after suffering large losses in the UBS YES Strategy program. 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