{"id":19721,"date":"2021-05-04T09:18:04","date_gmt":"2021-05-04T14:18:04","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19721"},"modified":"2022-07-22T11:46:59","modified_gmt":"2022-07-22T16:46:59","slug":"kestra-investment-services-retiree-claim","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/","title":{"rendered":"Retiree Who Worked With Ex-Kestra Investment Services Broker James Daughtry Seeks Up To $500K in Damages"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Alabama Investor Contends The Daughtry Group Owner Unsuitably Invested His Retirement Funds<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Another investor has stepped forward to file a Financial Industry Regulatory Authority (FINRA) arbitration claim against <\/span><a href=\"https:\/\/www.investorlawyers.com\/kestra-investment-services.html\"><span style=\"font-weight: 400;\">Kestra Investment Services<\/span><\/a><span style=\"font-weight: 400;\"> over financial losses sustained while working with the firm\u2019s former broker, James Blake Daughtry. The latter ran a local office in Dothan, Alabama known as The Daughtry Group. FINRA barred Daughtry and Kestra fired him last year.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">The claimant, a senior investor, contends that Kestra failed to properly supervise Daughtry, whom he accuses of making fraudulent and unauthorized transactions in his account. As a result, this retiree lost $232K. He is seeking up to $500K in damages.<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/\"  title=\"Continue Reading Retiree Who Worked With Ex-Kestra Investment Services Broker James Daughtry Seeks Up To $500K in Damages\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Alabama Investor Contends The Daughtry Group Owner Unsuitably Invested His Retirement Funds Another investor has stepped forward to file a Financial Industry Regulatory Authority (FINRA) arbitration claim against Kestra Investment Services over financial losses sustained while working with the firm\u2019s former broker, James Blake Daughtry. The latter ran a local office in Dothan, Alabama known [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19722,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4547,3803],"tags":[4548,3290,4510],"class_list":["post-19721","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-kestra-investment-services","category-senior-investors","tag-james-daughtry","tag-kestra-investment-services","tag-unauthorized-transactions"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Ex-Kestra Investment Services Customer Seeks $500K in Damages<\/title>\n<meta name=\"description\" content=\"A retiree is seeking up to $500K in damages after suffering losses while working with ex-Kestra Investment Services broker, James Daughtry.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Ex-Kestra Investment Services Customer Seeks $500K in Damages\" \/>\n<meta name=\"twitter:description\" content=\"A retiree is seeking up to $500K in damages after suffering losses while working with ex-Kestra Investment Services broker, James Daughtry.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/pexels-fauxels-3183199-1-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Ex-Kestra Investment Services Customer Seeks $500K in Damages","description":"A retiree is seeking up to $500K in damages after suffering losses while working with ex-Kestra Investment Services broker, James Daughtry.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/","twitter_card":"summary_large_image","twitter_title":"Ex-Kestra Investment Services Customer Seeks $500K in Damages","twitter_description":"A retiree is seeking up to $500K in damages after suffering losses while working with ex-Kestra Investment Services broker, James Daughtry.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/pexels-fauxels-3183199-1-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Retiree Who Worked With Ex-Kestra Investment Services Broker James Daughtry Seeks Up To $500K in Damages","datePublished":"2021-05-04T14:18:04+00:00","dateModified":"2022-07-22T16:46:59+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/"},"wordCount":550,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/pexels-fauxels-3183199-1-1.jpg","keywords":["James Daughtry","Kestra Investment Services","Unauthorized transactions"],"articleSection":["Kestra Investment Services","Senior Investors"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/","url":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/","name":"Ex-Kestra Investment Services Customer Seeks $500K in Damages","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/pexels-fauxels-3183199-1-1.jpg","datePublished":"2021-05-04T14:18:04+00:00","dateModified":"2022-07-22T16:46:59+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"A retiree is seeking up to $500K in damages after suffering losses while working with ex-Kestra Investment Services broker, James Daughtry.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/pexels-fauxels-3183199-1-1.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/pexels-fauxels-3183199-1-1.jpg","width":640,"height":427,"caption":"Ex-Kestra Investment Services broker is being investigated for making unauthorized transactions in a retiree\u2019s account leading to significant losses."},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/kestra-investment-services-retiree-claim\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Retiree Who Worked With Ex-Kestra Investment Services Broker James Daughtry Seeks Up To $500K in Damages"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/pexels-fauxels-3183199-1-1.jpg","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-585","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/19721","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=19721"}],"version-history":[{"count":1,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/19721\/revisions"}],"predecessor-version":[{"id":19723,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/19721\/revisions\/19723"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/19722"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=19721"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=19721"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=19721"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}