{"id":19764,"date":"2021-05-24T09:26:03","date_gmt":"2021-05-24T14:26:03","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19764"},"modified":"2022-08-26T09:20:25","modified_gmt":"2022-08-26T14:20:25","slug":"ramon-herrera-wire-fraud-sentencing","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/","title":{"rendered":"Ex-Wells Fargo Broker Ramon Herrera is Sentenced For Defrauding 40 Investors"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">New Jersey Financial Advisor\u2019s Victims Included Older Investors Who Spoke Spanish<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Ramon Arturo Herrera, a former Wells Fargo (WFC) registered representative, is <\/span><span style=\"font-weight: 400;\">sentenced to 27 months in prison<\/span><span style=\"font-weight: 400;\"> and three years of supervised release. The former New Jersey financial advisor pleaded guilty to wire fraud for bilking approximately 40 clients of $450K.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Herrera worked five years in the industry. The entire time, he was a Wells Fargo broker until 2018. That is the same year that Financial Industry Regulatory Authority (FINRA) barred him from the industry.\u00a0 The following year, Herrera was expelled by the New Jersey Bureau of Securities.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/\"  title=\"Continue Reading Ex-Wells Fargo Broker Ramon Herrera is Sentenced For Defrauding 40 Investors\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>New Jersey Financial Advisor\u2019s Victims Included Older Investors Who Spoke Spanish Ramon Arturo Herrera, a former Wells Fargo (WFC) registered representative, is sentenced to 27 months in prison and three years of supervised release. The former New Jersey financial advisor pleaded guilty to wire fraud for bilking approximately 40 clients of $450K. Herrera worked five [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19765,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3741,3836],"tags":[2563,4555,3022,2849],"class_list":["post-19764","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-securities-fraud","category-wells-fargo","tag-misrepresentations-and-omissions","tag-ramon-herrera","tag-wells-fargo","tag-wire-fraud"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Ramon Herrera Sentenced for Wire Fraud | Investor Lawyer<\/title>\n<meta name=\"description\" content=\"Former Wells Fargo broker Ramon Herrera has been sentenced to prison for 27 months after pleading guilty to wire fraud.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Ramon Herrera Sentenced for Wire Fraud | Investor Lawyer\" \/>\n<meta name=\"twitter:description\" content=\"Former Wells Fargo broker Ramon Herrera has been sentenced to prison for 27 months after pleading guilty to wire fraud.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/March-Blog-Op-1-Wells-Fargo-Settles-Inadequate-Supervision-of-Non-Traditional-ETF-Claims-for-35M-image.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker Ramon Herrera Sentenced for Wire Fraud | Investor Lawyer","description":"Former Wells Fargo broker Ramon Herrera has been sentenced to prison for 27 months after pleading guilty to wire fraud.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/","twitter_card":"summary_large_image","twitter_title":"Broker Ramon Herrera Sentenced for Wire Fraud | Investor Lawyer","twitter_description":"Former Wells Fargo broker Ramon Herrera has been sentenced to prison for 27 months after pleading guilty to wire fraud.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/March-Blog-Op-1-Wells-Fargo-Settles-Inadequate-Supervision-of-Non-Traditional-ETF-Claims-for-35M-image.png","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Ex-Wells Fargo Broker Ramon Herrera is Sentenced For Defrauding 40 Investors","datePublished":"2021-05-24T14:26:03+00:00","dateModified":"2022-08-26T14:20:25+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/"},"wordCount":411,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/March-Blog-Op-1-Wells-Fargo-Settles-Inadequate-Supervision-of-Non-Traditional-ETF-Claims-for-35M-image.png","keywords":["Misrepresentations and omissions","Ramon Herrera","Wells Fargo","wire fraud"],"articleSection":["Securities Fraud","Wells Fargo"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/","url":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/","name":"Broker Ramon Herrera Sentenced for Wire Fraud | Investor Lawyer","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/March-Blog-Op-1-Wells-Fargo-Settles-Inadequate-Supervision-of-Non-Traditional-ETF-Claims-for-35M-image.png","datePublished":"2021-05-24T14:26:03+00:00","dateModified":"2022-08-26T14:20:25+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Former Wells Fargo broker Ramon Herrera has been sentenced to prison for 27 months after pleading guilty to wire fraud.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/March-Blog-Op-1-Wells-Fargo-Settles-Inadequate-Supervision-of-Non-Traditional-ETF-Claims-for-35M-image.png","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/05\/March-Blog-Op-1-Wells-Fargo-Settles-Inadequate-Supervision-of-Non-Traditional-ETF-Claims-for-35M-image.png","width":854,"height":572,"caption":"Ex-Wells Fargo broker Ramon Herrera pleaded guilty to defrauding over 40 investors."},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/ramon-herrera-wire-fraud-sentencing\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Ex-Wells Fargo Broker Ramon Herrera is Sentenced For Defrauding 40 Investors"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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