{"id":19794,"date":"2021-06-09T10:17:06","date_gmt":"2021-06-09T15:17:06","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19794"},"modified":"2021-06-09T10:59:51","modified_gmt":"2021-06-09T15:59:51","slug":"cetera-advisors-broker-david-rockwell-jailed","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/cetera-advisors-broker-david-rockwell-jailed\/","title":{"rendered":"Former Cetera Advisors Network Broker David Rockwell Sentenced To Prison For Fraud"},"content":{"rendered":"

Ex-Fort Meyers, Florida Financial Advisor Misappropriated $1.02M From Investors<\/span>\u00a0<\/span><\/h2>\n

A former Cetera Advisors Network registered representative, David Aaron Rockwell, has been sentenced to 63 months in federal prison for multiple counts of bank fraud and wire fraud. According to the US Justice Department, Rockwell defrauded investors of over $1.02M and used their money to pay his credit card debt and purchase a house.\u00a0<\/span><\/p>\n

Court documents state that while overseeing retirement and investment clients for customers, Rockwell began to take investors\u2019 funds in 2017. He allegedly defrauded a federally insured bank by applying for $700K in credit lines under a client\u2019s name without that person\u2019s knowledge or consent. Rockwell is also accused of convincing another client to invest $400K in low-income housing and instead, using the money to cover his debt and buy the home.\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Ex-Fort Meyers, Florida Financial Advisor Misappropriated $1.02M From Investors\u00a0 A former Cetera Advisors Network registered representative, David Aaron Rockwell, has been sentenced to 63 months in federal prison for multiple counts of bank fraud and wire fraud. According to the US Justice Department, Rockwell defrauded investors of over $1.02M and used their money to pay […]<\/p>\n","protected":false},"author":2,"featured_media":19795,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4109],"tags":[3733,4561,2849],"class_list":["post-19794","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-cetera","tag-cetera-advisors","tag-david-rockwell","tag-wire-fraud"],"yoast_head":"\nEx-Cetera Advisors Broker David Rockwell Jailed for Fraud | Investor Lawyers<\/title>\n<meta name=\"description\" content=\"A former Cetera Advisors broker has been jailed for 63 months in federal prison after being found guilty of wire and bank fraud. 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