{"id":19837,"date":"2021-07-08T05:00:12","date_gmt":"2021-07-08T10:00:12","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19837"},"modified":"2021-07-12T12:41:56","modified_gmt":"2021-07-12T17:41:56","slug":"worden-capital-broker-churning-allegations","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/","title":{"rendered":"FINRA Bars Worden Capital Management Broker Salvatore Pizzimenti Following Churning Allegations"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">SRO Was Investigating Trading Activity in Customers\u2019 Accounts<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">The Financial Industry Regulatory Authority (FINRA) has barred Salvatore Pizzimenti from the industry. The ex-Worden Capital Management broker was under investigation for trades made in customers\u2019 accounts. The industry bar came after Pizzimenti refused to give testimony in the self-regulatory organization\u2019s (SRO\u2019s) probe into the allegations.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Salvatore Pizzimenti, a former New York broker, has six disclosures on his <\/span><a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2879580\"><span style=\"font-weight: 400;\">BrokerCheck record<\/span><\/a><span style=\"font-weight: 400;\">. Aside from the bar, the other five are customer disputes.<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/\"  title=\"Continue Reading FINRA Bars Worden Capital Management Broker Salvatore Pizzimenti Following Churning Allegations\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>SRO Was Investigating Trading Activity in Customers\u2019 Accounts The Financial Industry Regulatory Authority (FINRA) has barred Salvatore Pizzimenti from the industry. The ex-Worden Capital Management broker was under investigation for trades made in customers\u2019 accounts. The industry bar came after Pizzimenti refused to give testimony in the self-regulatory organization\u2019s (SRO\u2019s) probe into the allegations. Salvatore [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19838,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3775,4575],"tags":[2659,4576,4499],"class_list":["post-19837","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-churning","category-worden-capital-management","tag-churning","tag-salvatore-pizzimenti","tag-worden-capital-management"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Yet Another Worden Capital Management Broker Barred for Churning | SSEK Law Firm<\/title>\n<meta name=\"description\" content=\"Another Worden Capital Management broker has been named in churning allegations. Broker Salvatore Pizzimenti has been barred by FINRA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Yet Another Worden Capital Management Broker Barred for Churning | SSEK Law Firm\" \/>\n<meta name=\"twitter:description\" content=\"Another Worden Capital Management broker has been named in churning allegations. Broker Salvatore Pizzimenti has been barred by FINRA.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/07\/bill-oxford-OXGhu60NwxU-unsplash-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Yet Another Worden Capital Management Broker Barred for Churning | SSEK Law Firm","description":"Another Worden Capital Management broker has been named in churning allegations. Broker Salvatore Pizzimenti has been barred by FINRA.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/","twitter_card":"summary_large_image","twitter_title":"Yet Another Worden Capital Management Broker Barred for Churning | SSEK Law Firm","twitter_description":"Another Worden Capital Management broker has been named in churning allegations. Broker Salvatore Pizzimenti has been barred by FINRA.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/07\/bill-oxford-OXGhu60NwxU-unsplash-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"FINRA Bars Worden Capital Management Broker Salvatore Pizzimenti Following Churning Allegations","datePublished":"2021-07-08T10:00:12+00:00","dateModified":"2021-07-12T17:41:56+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/"},"wordCount":655,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/07\/bill-oxford-OXGhu60NwxU-unsplash-1.jpg","keywords":["Churning","Salvatore Pizzimenti","Worden Capital Management"],"articleSection":["Churning","Worden Capital Management"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/","url":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/","name":"Yet Another Worden Capital Management Broker Barred for Churning | SSEK Law Firm","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-broker-churning-allegations\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/07\/bill-oxford-OXGhu60NwxU-unsplash-1.jpg","datePublished":"2021-07-08T10:00:12+00:00","dateModified":"2021-07-12T17:41:56+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Another Worden Capital Management broker has been named in churning allegations. 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