{"id":19890,"date":"2021-08-02T09:41:58","date_gmt":"2021-08-02T14:41:58","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19890"},"modified":"2021-08-04T09:42:17","modified_gmt":"2021-08-04T14:42:17","slug":"worden-capital-management-excessive-trading-claims","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/worden-capital-management-excessive-trading-claims\/","title":{"rendered":"Another Ex-Worden Capital Management Broker, Joseph Todaro, is Accused of Excessive Trading"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Ex-Worden Capital Management Broker\u2019s Customer is Seeking Over $200K in Damages<\/span><\/h2>\n<p><a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5708585\"><span style=\"font-weight: 400;\">Joseph Paul Todaro<\/span><\/a><span style=\"font-weight: 400;\">, currently an SW Financial registered representative, is named in a customer dispute in which the claimant is reporting investment losses from excessive trading, failure to follow instructions, and poor services. The investor is seeking over $200K.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">This is not the first customer of the Melville, New York-based broker to accuse Todaro of excessive trading. As a matter of fact, three other claims brought by his customers make similar allegations. Also, from 2018 to 2020, Todaro was a registered representative with Worden Capital Management, which last year was subject of a Financial Industry Regulatory Authority (FINRA) action related to the churning activities of its brokers.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/worden-capital-management-excessive-trading-claims\/\"  title=\"Continue Reading Another Ex-Worden Capital Management Broker, Joseph Todaro, is Accused of Excessive Trading\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Ex-Worden Capital Management Broker\u2019s Customer is Seeking Over $200K in Damages Joseph Paul Todaro, currently an SW Financial registered representative, is named in a customer dispute in which the claimant is reporting investment losses from excessive trading, failure to follow instructions, and poor services. The investor is seeking over $200K.\u00a0 This is not the first [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19891,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3775,4575],"tags":[2876,4589,4499],"class_list":["post-19890","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-churning","category-worden-capital-management","tag-excessive-trading","tag-joseph-torado","tag-worden-capital-management"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Another Ex-Worden Capital Management Broker Accused of Excessive Trading | FINRA Attorneys<\/title>\n<meta name=\"description\" content=\"Joseph Todaro, an ex-Worden Capital Management broker has been named in a customer dispute alleging excessive trading. Find out more.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/worden-capital-management-excessive-trading-claims\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Another Ex-Worden Capital Management Broker Accused of Excessive Trading | FINRA Attorneys\" \/>\n<meta name=\"twitter:description\" content=\"Joseph Todaro, an ex-Worden Capital Management broker has been named in a customer dispute alleging excessive trading. 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