{"id":19917,"date":"2021-08-20T09:41:16","date_gmt":"2021-08-20T14:41:16","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19917"},"modified":"2021-08-20T09:41:16","modified_gmt":"2021-08-20T14:41:16","slug":"sagepoint-financial-broker-selling-away-claims","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/sagepoint-financial-broker-selling-away-claims\/","title":{"rendered":"Ex-SagePoint Financial Broker Grant Birkley Faces $2.3M of Investor Fraud Claims"},"content":{"rendered":"

Barred SagePoint Financial Broker Accused of Selling Away<\/span><\/h2>\n

Grant Christopher Birkley, an ex-SagePoint Financial stockbroker, is named in two pending customer disputes. He is accused of selling investment products that were not approved by his firm.\u00a0<\/span><\/p>\n

SagePoint Financial fired him last August after he admitted to making referrals to an external manager without the broker-dealer\u2019s approval. In June, FINRA barred Birkley indefinitely after he declined to provide documents and information related to the self-regulatory authority\u2019s probe into his termination by SagePoint.\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Barred SagePoint Financial Broker Accused of Selling Away Grant Christopher Birkley, an ex-SagePoint Financial stockbroker, is named in two pending customer disputes. He is accused of selling investment products that were not approved by his firm.\u00a0 SagePoint Financial fired him last August after he admitted to making referrals to an external manager without the broker-dealer\u2019s […]<\/p>\n","protected":false},"author":2,"featured_media":19918,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4599,3955],"tags":[4600,4161,3724],"class_list":["post-19917","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-sagepoint-financial","category-selling-away","tag-grant-birkley","tag-sagepoint-financial","tag-selling-away"],"yoast_head":"\nEx-SagePoint Financial Broker Faces $2.3M Selling Away Claims | Investor Lawyers<\/title>\n<meta name=\"description\" content=\"An ex-SagePoint Financial broker, Grant Birkley, is accused of selling away securities resulting in over $2.3M in investment 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name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Ex-SagePoint Financial Broker Faces $2.3M Selling Away Claims | Investor Lawyers","description":"An ex-SagePoint Financial broker, Grant Birkley, is accused of selling away securities resulting in over $2.3M in investment losses.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/sagepoint-financial-broker-selling-away-claims\/","twitter_card":"summary_large_image","twitter_title":"Ex-SagePoint Financial Broker Faces $2.3M Selling Away Claims | Investor Lawyers","twitter_description":"An ex-SagePoint Financial broker, Grant Birkley, is accused of selling away securities resulting in over $2.3M in investment 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