{"id":19921,"date":"2021-08-24T09:37:47","date_gmt":"2021-08-24T14:37:47","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19921"},"modified":"2021-08-24T09:37:47","modified_gmt":"2021-08-24T14:37:47","slug":"lpl-financial-broker-mccallum-finra-arbitration-claims","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/lpl-financial-broker-mccallum-finra-arbitration-claims\/","title":{"rendered":"Former LPL Financial Broker Kevin McCallum Facing Over $4.8M in FINRA Arbitration Claims"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Glacier Point Advisors Managing Partner is Ordered to Pay Customers More Than $1.2M in Restitution\u00a0<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Kevin Marshall McCallum, a former LPL Financial stockbroker and the Managing Partner of Glacier Point Advisors has been suspended by the Financial Industry Regulatory Authority (FINRA) for a year.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">McCallum is ordered to pay over $1.2M, along with interest, in deferred restitution to customers. He is currently facing more than $4.8M in FINRA arbitration claims from investors for their losses.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/lpl-financial-broker-mccallum-finra-arbitration-claims\/\"  title=\"Continue Reading Former LPL Financial Broker Kevin McCallum Facing Over $4.8M in FINRA Arbitration Claims\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Glacier Point Advisors Managing Partner is Ordered to Pay Customers More Than $1.2M in Restitution\u00a0 Kevin Marshall McCallum, a former LPL Financial stockbroker and the Managing Partner of Glacier Point Advisors has been suspended by the Financial Industry Regulatory Authority (FINRA) for a year. McCallum is ordered to pay over $1.2M, along with interest, in [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19922,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3739,3877],"tags":[4314,4601,3067],"class_list":["post-19921","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-finra","category-lpl-financial","tag-finra-arbitration","tag-kevin-mccallum","tag-lpl-financial"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Ex-LPL Financial Broker Facing $4.8M FINRA Arbitration Claims | Securities Lawyers<\/title>\n<meta name=\"description\" content=\"An ex-LPL Financial broker Kevin McCallum is facing FINRA arbitration claims that accused the broker of misconduct and negligence.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/lpl-financial-broker-mccallum-finra-arbitration-claims\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Ex-LPL Financial Broker Facing $4.8M FINRA Arbitration Claims | Securities Lawyers\" \/>\n<meta name=\"twitter:description\" content=\"An ex-LPL Financial broker Kevin McCallum is facing FINRA arbitration claims that accused the broker of misconduct and negligence.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/08\/ruthson-zimmerman-Ws4wd-vJ9M0-unsplash-1-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; 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