{"id":19928,"date":"2021-08-26T10:10:29","date_gmt":"2021-08-26T15:10:29","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=19928"},"modified":"2021-08-27T10:10:52","modified_gmt":"2021-08-27T15:10:52","slug":"400k-ubs-yes-finra-arbitration-award-win","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/400k-ubs-yes-finra-arbitration-award-win\/","title":{"rendered":"SSEK Law Firm Wins $400K UBS YES FINRA Arbitration Award For Investors"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">$400K UBS YES FINRA Arbitration Awarded to Investors in Baltimore, Maryland<\/span><span style=\"font-weight: 400;\">\u00a0\u00a0<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">In one of the first in-person arbitration in the last 18 months, a Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded two investors $405K in their UBS Yield Enhancement Strategy claim against UBS Financial (UBS).\u00a0\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) represented these UBS YES strategy investors in their FINRA arbitration case, which was heard in Baltimore, Maryland.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/400k-ubs-yes-finra-arbitration-award-win\/\"  title=\"Continue Reading SSEK Law Firm Wins $400K UBS YES FINRA Arbitration Award For Investors\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>$400K UBS YES FINRA Arbitration Awarded to Investors in Baltimore, Maryland\u00a0\u00a0 In one of the first in-person arbitration in the last 18 months, a Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded two investors $405K in their UBS Yield Enhancement Strategy claim against UBS Financial (UBS).\u00a0\u00a0 Shepherd Smith Edwards and Kantas (SSEK Law Firm [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19929,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4583,3785],"tags":[4301,4150],"class_list":["post-19928","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-ubs-financial-services","category-yield-enhancement-strategy","tag-ubs-yes-strategy","tag-ubs-yield-enhancement-strategy"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SSEK Law Wins $400K UBS YES FINRA Arbitration Award<\/title>\n<meta name=\"description\" content=\"SSEK Law Firm wins a $400K UBS YES FINRA arbitration award for two investors that suffered losses in the options overlay strategy.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/400k-ubs-yes-finra-arbitration-award-win\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SSEK Law Wins $400K UBS YES FINRA Arbitration Award\" \/>\n<meta name=\"twitter:description\" content=\"SSEK Law Firm wins a $400K UBS YES FINRA arbitration award for two investors that suffered losses in the options overlay strategy.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/08\/UBS.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"4 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"SSEK Law Wins $400K UBS YES FINRA Arbitration Award","description":"SSEK Law Firm wins a $400K UBS YES FINRA arbitration award for two investors that suffered losses in the options overlay strategy.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/400k-ubs-yes-finra-arbitration-award-win\/","twitter_card":"summary_large_image","twitter_title":"SSEK Law Wins $400K UBS YES FINRA Arbitration Award","twitter_description":"SSEK Law Firm wins a $400K UBS YES FINRA arbitration award for two investors that suffered losses in the options overlay strategy.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/08\/UBS.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; 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