{"id":20694,"date":"2021-10-04T04:00:18","date_gmt":"2021-10-04T09:00:18","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=20694"},"modified":"2021-10-01T16:31:01","modified_gmt":"2021-10-01T21:31:01","slug":"ubs-yield-enhancement-strategy-arbitration-awards","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/","title":{"rendered":"UBS to Pay More Than $1.1M in Two Yield Enhancement Strategy Cases"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">FINRA Arbitration Panels Award Damages To UBS YES Claimants<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Two Financial Industry Regulatory Authority (FINRA) panels have ordered UBS Wealth Management (UBS) to pay investors over $1.1 million for losses they sustained from the firm\u2019s <\/span><a href=\"https:\/\/www.investorlawyers.com\/ubs-yield-enhancement-strategy.html\" target=\"_blank\" rel=\"noopener\"><span style=\"font-weight: 400;\">Yield Enhancement Strategy<\/span><\/a><span style=\"font-weight: 400;\"> (YES).\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">This complex options trading strategy that promised investors stable, incremental returns has cost wealthy UBS customers significant losses. Many of them are now contending that misrepresentations and omissions were made about the degree of risk involved. Additionally, these investments were unsuitable for their investment accounts.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/\"  title=\"Continue Reading UBS to Pay More Than $1.1M in Two Yield Enhancement Strategy Cases\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>FINRA Arbitration Panels Award Damages To UBS YES Claimants Two Financial Industry Regulatory Authority (FINRA) panels have ordered UBS Wealth Management (UBS) to pay investors over $1.1 million for losses they sustained from the firm\u2019s Yield Enhancement Strategy (YES).\u00a0 This complex options trading strategy that promised investors stable, incremental returns has cost wealthy UBS customers [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":20695,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4583,3785],"tags":[4301,4150],"class_list":["post-20694","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-ubs-financial-services","category-yield-enhancement-strategy","tag-ubs-yes-strategy","tag-ubs-yield-enhancement-strategy"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>UBS to Pay $1.1M in Yield Enhancement Strategy Cases | SSEK Law Firm<\/title>\n<meta name=\"description\" content=\"In recent UBS Yield Enhancement Strategy cases, the firm has been ordered to pay over $1 million to two customers that suffered losses.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"UBS to Pay $1.1M in Yield Enhancement Strategy Cases | SSEK Law Firm\" \/>\n<meta name=\"twitter:description\" content=\"In recent UBS Yield Enhancement Strategy cases, the firm has been ordered to pay over $1 million to two customers that suffered losses.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/10\/ubs-yes-strategy.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"UBS to Pay $1.1M in Yield Enhancement Strategy Cases | SSEK Law Firm","description":"In recent UBS Yield Enhancement Strategy cases, the firm has been ordered to pay over $1 million to two customers that suffered losses.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/","twitter_card":"summary_large_image","twitter_title":"UBS to Pay $1.1M in Yield Enhancement Strategy Cases | SSEK Law Firm","twitter_description":"In recent UBS Yield Enhancement Strategy cases, the firm has been ordered to pay over $1 million to two customers that suffered losses.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/10\/ubs-yes-strategy.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"UBS to Pay More Than $1.1M in Two Yield Enhancement Strategy Cases","datePublished":"2021-10-04T09:00:18+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/"},"wordCount":523,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/10\/ubs-yes-strategy.jpg","keywords":["UBS YES Strategy","UBS Yield Enhancement Strategy"],"articleSection":["UBS Financial Services","Yield Enhancement Strategy"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/","url":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/","name":"UBS to Pay $1.1M in Yield Enhancement Strategy Cases | SSEK Law Firm","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/10\/ubs-yes-strategy.jpg","datePublished":"2021-10-04T09:00:18+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"In recent UBS Yield Enhancement Strategy cases, the firm has been ordered to pay over $1 million to two customers that suffered losses.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/10\/ubs-yes-strategy.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/10\/ubs-yes-strategy.jpg","width":640,"height":479,"caption":"The UBS Yield Enhancement Strategy has caused many UBS customers to experience significant investment losses"},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yield-enhancement-strategy-arbitration-awards\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"UBS to Pay More Than $1.1M in Two Yield Enhancement Strategy Cases"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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