{"id":20704,"date":"2021-10-11T13:58:08","date_gmt":"2021-10-11T18:58:08","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=20704"},"modified":"2021-10-14T13:58:34","modified_gmt":"2021-10-14T18:58:34","slug":"sec-charges-against-broker-michael-shillin","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/sec-charges-against-broker-michael-shillin\/","title":{"rendered":"SEC Files Fraud Charges Against Barred Broker Michael Shillin Who Is Named In 37 Disputes"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Former Wisconsin Financial Advisor is Accused of Defrauding at Least 100 Advisory Clients<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Michael Francis Shillin, who was barred by the Financial Industry Regulatory Authority (FINRA) and Wisconsin\u2019s Officer of the Commissioner of Insurance (OCI) in January 2021, is now facing Securities and Exchange Commission (SEC) charges.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">The regulator is accusing the previously registered broker and investment advisor of defrauding at least 100 investment advisory clients, including many elderly investors. The SEC brought its case in September 2021.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/sec-charges-against-broker-michael-shillin\/\"  title=\"Continue Reading SEC Files Fraud Charges Against Barred Broker Michael Shillin Who Is Named In 37 Disputes\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Former Wisconsin Financial Advisor is Accused of Defrauding at Least 100 Advisory Clients Michael Francis Shillin, who was barred by the Financial Industry Regulatory Authority (FINRA) and Wisconsin\u2019s Officer of the Commissioner of Insurance (OCI) in January 2021, is now facing Securities and Exchange Commission (SEC) charges.\u00a0 The regulator is accusing the previously registered broker [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":20705,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3783,3801],"tags":[4631,4196,4630,4183],"class_list":["post-20704","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-misconduct","category-sec","tag-alliance-global-partners","tag-broker-misconduct","tag-michael-shillin","tag-raymond-james-financial-services"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SEC Charges Filed Against Broker Michael Shillin | Investor Lawyers<\/title>\n<meta name=\"description\" content=\"The SEC are filing fraud charges against barred broker Michael Shillin after he caused investment losses to elderly investors. 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