{"id":20763,"date":"2021-11-03T10:09:32","date_gmt":"2021-11-03T15:09:32","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=20763"},"modified":"2021-11-03T10:09:32","modified_gmt":"2021-11-03T15:09:32","slug":"broker-john-cangialosi-suspended-by-finra","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-john-cangialosi-suspended-by-finra\/","title":{"rendered":"Ex-Worden Capital Management John Cangialosi Ordered to Pay $271,622 in Customer Restitution"},"content":{"rendered":"

FINRA Suspends New York-Based Financial Advisor for Nine Months<\/span><\/h2>\n

John Sebastion Cangialosi, currently an SW Financial broker, was suspended by the Financial Industry Regulatory Authority (FINRA) in September 2021 for nine months. The broker was ordered to pay $271,622 in restitution for allegedly engaging in <\/span>unsuitable trading<\/span><\/a> in three customer accounts during his time as a Worden Capital broker.\u00a0<\/span><\/p>\n

The New York-based financial advisor has consented to the sanctions but without denying or admitting to the findings. Cangialosi also must pay a civil\/administrative fee of $7,500.\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

FINRA Suspends New York-Based Financial Advisor for Nine Months John Sebastion Cangialosi, currently an SW Financial broker, was suspended by the Financial Industry Regulatory Authority (FINRA) in September 2021 for nine months. The broker was ordered to pay $271,622 in restitution for allegedly engaging in unsuitable trading in three customer accounts during his time as […]<\/p>\n","protected":false},"author":2,"featured_media":20764,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3783,4575],"tags":[4642,4499],"class_list":["post-20763","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-misconduct","category-worden-capital-management","tag-john-cangialosi","tag-worden-capital-management"],"yoast_head":"\nBroker John Cangialosi Ordered by FINRA to Pay Customer Restitution<\/title>\n<meta name=\"description\" content=\"Ex-Worden Capital broker John Cangialosi has been suspended by FINRA and ordered to pay over $200k in customer restitution. 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