{"id":21087,"date":"2021-12-07T11:21:05","date_gmt":"2021-12-07T17:21:05","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=21087"},"modified":"2021-12-07T11:21:05","modified_gmt":"2021-12-07T17:21:05","slug":"broker-jesus-rodriguez-finra-bar","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-jesus-rodriguez-finra-bar\/","title":{"rendered":"Former Morgan Stanley Broker Jesus Rodriguez Is Barred by FINRA"},"content":{"rendered":"

Ex-El Paso Financial Advisor Allegedly Took Over $61K From Client Credit Line<\/span><\/h2>\n

On November 29, 2021, the Financial Industry Regulatory Authority (FINRA) barred Jesus Rodriguez. The former Texas broker was accused of taking over $61K from a client credit line for his own use. The sanction came after he refused to cooperate in the self-regulatory organization\u2019s (SRO\u2019s) investigation. Rodriguez is also named in several customer disputes.\u00a0<\/span><\/p>\n

Our broker misconduct attorneys are speaking with former customers of ex-Morgan Stanley financial advisor Jesus Rodriguez that have suffered investment losses. We can help you determine whether you have grounds for a <\/span>FINRA arbitration claim<\/span><\/a>.\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Ex-El Paso Financial Advisor Allegedly Took Over $61K From Client Credit Line On November 29, 2021, the Financial Industry Regulatory Authority (FINRA) barred Jesus Rodriguez. The former Texas broker was accused of taking over $61K from a client credit line for his own use. The sanction came after he refused to cooperate in the self-regulatory […]<\/p>\n","protected":false},"author":2,"featured_media":21088,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3739,4049,4136],"tags":[2533,4656,2283],"class_list":["post-21087","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-finra","category-industry-bars","category-morgan-stanley-financial-firms","tag-finra","tag-jesus-rodriguez","tag-morgan-stanley"],"yoast_head":"\nEx-Morgan Stanley Broker Jesus Rodriguez Barred By FINRA<\/title>\n<meta name=\"description\" content=\"Ex-broker Jesus Rodriguez was barred by FINRA after he acted negligently in the accounts of Morgan Stanley customers.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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