{"id":21321,"date":"2021-12-17T11:39:43","date_gmt":"2021-12-17T17:39:43","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=21321"},"modified":"2021-12-17T11:39:43","modified_gmt":"2021-12-17T17:39:43","slug":"broker-james-dunn-unauthorized-trading-claims","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-james-dunn-unauthorized-trading-claims\/","title":{"rendered":"Ex-Ameriprise Broker James Dunn is Accused of Unsuitability, Unauthorized Trading"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Former Ameriprise Financial Advisor is Named in Five Pending Customer Disputes<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">James William Dunn, an ex-stockbroker and investment advisor in Vienna, VA with Ameriprise Financial Services, is under scrutiny over losses suffered by customers. He is currently named in five customer disputes in which the damages sought range from six- to seven figures.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">All of the Financial Industry Regulatory Authority (FINRA) arbitration claims involving Dunn were brought in 2021. The misconduct alleged was said to have occurred during this same year.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/broker-james-dunn-unauthorized-trading-claims\/\"  title=\"Continue Reading Ex-Ameriprise Broker James Dunn is Accused of Unsuitability, Unauthorized Trading\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Former Ameriprise Financial Advisor is Named in Five Pending Customer Disputes James William Dunn, an ex-stockbroker and investment advisor in Vienna, VA with Ameriprise Financial Services, is under scrutiny over losses suffered by customers. He is currently named in five customer disputes in which the damages sought range from six- to seven figures.\u00a0 All of [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":21322,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4644,4507],"tags":[3095,4660,3009,4353],"class_list":["post-21321","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-unauthorized-trading","category-unsuitability","tag-ameriprise-financial","tag-james-dunn","tag-unauthorized-trading","tag-unsuitability"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Ex-Ameriprise Broker James Dunn Facing Unauthorized Trading Claims<\/title>\n<meta name=\"description\" content=\"James Dunn, an ex-Ameriprise Financial broker, is named in multiple investor claims alleging unauthorized trading and unsuitability\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/broker-james-dunn-unauthorized-trading-claims\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Ex-Ameriprise Broker James Dunn Facing Unauthorized Trading Claims\" \/>\n<meta name=\"twitter:description\" content=\"James Dunn, an ex-Ameriprise Financial broker, is named in multiple investor claims alleging unauthorized trading and unsuitability\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/12\/unsuitability.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; 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