{"id":21583,"date":"2022-01-18T10:16:38","date_gmt":"2022-01-18T16:16:38","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=21583"},"modified":"2022-01-20T10:16:59","modified_gmt":"2022-01-20T16:16:59","slug":"ubs-yes-clients-seek-damages","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/","title":{"rendered":"UBS YES Clients of Broker William Cerf Want $16.5M in Damages"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">UBS Financial Services is Also a Defendant in New Class Action Lawsuit<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">If you are a UBS Financial Services customer who invested in the firm\u2019s<\/span><a href=\"https:\/\/www.investorlawyers.com\/ubs-yield-enhancement-strategy.html\"><span style=\"font-weight: 400;\"> Yield Enhancement Strategy (UBS YES)<\/span><\/a><span style=\"font-weight: 400;\"> at the recommendation of New York financial advisor, William Montgomery Cerf, you are not alone.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">According to<\/span><a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2269462%23disclosuresSection\"><span style=\"font-weight: 400;\"> BrokerCheck,<\/span><\/a><span style=\"font-weight: 400;\"> William Cerf is named in six pending customer disputes. The claimants are collectively requesting $16.5M in damages. He is also one among many UBS brokers who marketed and sold UBS YES as a low-risk way to generate modest income. This options overlay strategy has ended up costing wealthy investors millions of dollars.<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/\"  title=\"Continue Reading UBS YES Clients of Broker William Cerf Want $16.5M in Damages\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>UBS Financial Services is Also a Defendant in New Class Action Lawsuit If you are a UBS Financial Services customer who invested in the firm\u2019s Yield Enhancement Strategy (UBS YES) at the recommendation of New York financial advisor, William Montgomery Cerf, you are not alone. According to BrokerCheck, William Cerf is named in six pending [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":21584,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4583,3785],"tags":[4674,4301,3352],"class_list":["post-21583","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-ubs-financial-services","category-yield-enhancement-strategy","tag-ubs-yes","tag-ubs-yes-strategy","tag-yield-enhancement-strategy"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>UBS Broker\u2019s Clients Seeking $16.5M in UBS YES Damages<\/title>\n<meta name=\"description\" content=\"Clients of broker William Cerf are seeking up to $16.5M in UBS YES losses. The Yield Enhancement Strategy has caused losses for many.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"UBS Broker\u2019s Clients Seeking $16.5M in UBS YES Damages\" \/>\n<meta name=\"twitter:description\" content=\"Clients of broker William Cerf are seeking up to $16.5M in UBS YES losses. The Yield Enhancement Strategy has caused losses for many.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/01\/tingey-injury-law-firm-yCdPU73kGSc-unsplash-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"UBS Broker\u2019s Clients Seeking $16.5M in UBS YES Damages","description":"Clients of broker William Cerf are seeking up to $16.5M in UBS YES losses. The Yield Enhancement Strategy has caused losses for many.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/","twitter_card":"summary_large_image","twitter_title":"UBS Broker\u2019s Clients Seeking $16.5M in UBS YES Damages","twitter_description":"Clients of broker William Cerf are seeking up to $16.5M in UBS YES losses. The Yield Enhancement Strategy has caused losses for many.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/01\/tingey-injury-law-firm-yCdPU73kGSc-unsplash-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"UBS YES Clients of Broker William Cerf Want $16.5M in Damages","datePublished":"2022-01-18T16:16:38+00:00","dateModified":"2022-01-20T16:16:59+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/"},"wordCount":527,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/01\/tingey-injury-law-firm-yCdPU73kGSc-unsplash-1.jpg","keywords":["UBS YES","UBS YES Strategy","Yield Enhancement Strategy"],"articleSection":["UBS Financial Services","Yield Enhancement Strategy"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/","url":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/","name":"UBS Broker\u2019s Clients Seeking $16.5M in UBS YES Damages","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-yes-clients-seek-damages\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/01\/tingey-injury-law-firm-yCdPU73kGSc-unsplash-1.jpg","datePublished":"2022-01-18T16:16:38+00:00","dateModified":"2022-01-20T16:16:59+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Clients of broker William Cerf are seeking up to $16.5M in UBS YES losses. 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