{"id":21590,"date":"2022-01-24T09:34:39","date_gmt":"2022-01-24T15:34:39","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=21590"},"modified":"2022-03-23T13:30:44","modified_gmt":"2022-03-23T18:30:44","slug":"delta-securities-selling-away-case","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/delta-securities-selling-away-case\/","title":{"rendered":"Suspended Delta Securities Broker Sean Casterline Allegedly Sold Away to Customers"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Florida Financial Advisor Sold Tuscan Gardens Growth and Income Fund Securities\u00a0\u00a0<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Did you lose money while working with Delta Securities Company registered representative, Sean Donovan Casterline? If so, you may have grounds for pursuing damages. The longtime Florida financial advisor was suspended by FINRA in December 2021.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">In <\/span><span style=\"font-weight: 400;\">FINRA\u2019s action<\/span><span style=\"font-weight: 400;\">, the self-regulatory organization (SRO) accused Casterline of taking part in unauthorized private securities transactions through his alleged soliciting of about $1.5M in securities to 20 investors.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/delta-securities-selling-away-case\/\"  title=\"Continue Reading Suspended Delta Securities Broker Sean Casterline Allegedly Sold Away to Customers\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Florida Financial Advisor Sold Tuscan Gardens Growth and Income Fund Securities\u00a0\u00a0 Did you lose money while working with Delta Securities Company registered representative, Sean Donovan Casterline? If so, you may have grounds for pursuing damages. The longtime Florida financial advisor was suspended by FINRA in December 2021. In FINRA\u2019s action, the self-regulatory organization (SRO) accused [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":21591,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4676,3955],"tags":[4677,4678,3724],"class_list":["post-21590","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-delta-securities","category-selling-away","tag-delta-securities","tag-sean-casterline","tag-selling-away"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Delta Securities Broker Sean Casterline Accused of Selling Away<\/title>\n<meta name=\"description\" content=\"Delta Securities broker Sean Casterline allegedly committed selling away resulting in investors suffering significant losses. 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Learn more.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/01\/thomas-bormans-IHQHXj3jv6E-unsplash-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/delta-securities-selling-away-case\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/delta-securities-selling-away-case\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Suspended Delta Securities Broker Sean Casterline Allegedly Sold Away to Customers","datePublished":"2022-01-24T15:34:39+00:00","dateModified":"2022-03-23T18:30:44+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/delta-securities-selling-away-case\/"},"wordCount":448,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/delta-securities-selling-away-case\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/01\/thomas-bormans-IHQHXj3jv6E-unsplash-1.jpg","keywords":["Delta Securities","Sean Casterline","Selling Away"],"articleSection":["Delta Securities","Selling Away"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/delta-securities-selling-away-case\/","url":"https:\/\/www.investorlawyers.com\/blog\/delta-securities-selling-away-case\/","name":"Delta Securities Broker Sean Casterline Accused of Selling Away","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/delta-securities-selling-away-case\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/delta-securities-selling-away-case\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/01\/thomas-bormans-IHQHXj3jv6E-unsplash-1.jpg","datePublished":"2022-01-24T15:34:39+00:00","dateModified":"2022-03-23T18:30:44+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Delta Securities broker Sean Casterline allegedly committed selling away resulting in investors suffering significant losses. 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