{"id":21629,"date":"2022-02-09T13:27:15","date_gmt":"2022-02-09T19:27:15","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=21629"},"modified":"2022-02-10T13:27:23","modified_gmt":"2022-02-10T19:27:23","slug":"anthony-cottone-misappropriated-client-funds","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/anthony-cottone-misappropriated-client-funds\/","title":{"rendered":"Ex-Landolt Securities Broker Anthony Cottone Allegedly Misappropriated $2.8M of Client Funds"},"content":{"rendered":"

Ex-Landolt Securities Broker Ran Now-Defunct Retirement Planning Institute\u00a0<\/span><\/h2>\n

Anthony Matthew Cottone, an ex-Landolt Securities stockbroker, has been charged by the US Securities and Exchange Commission (SEC) with fraudulently running Secured Capital Strategies Fund. This is a private fund in which 11 investors were persuaded to invest about $2.8M. Cottone was permanently barred by the Financial Industry Regulatory Authority (FINRA) in 2018.\u00a0\u00a0<\/span><\/p>\n

The owner and manager of the now-defunct Retirement Planning Institute LLC (RPI), Anthony Cottone, was a securities industry member for 13 years. His <\/span>Broker Check record<\/span><\/a> notes that he was a registered broker and investment adviser with several firms during this time. Most recently, he worked with Landolt Securities from 2016 to 2017.\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Ex-Landolt Securities Broker Ran Now-Defunct Retirement Planning Institute\u00a0 Anthony Matthew Cottone, an ex-Landolt Securities stockbroker, has been charged by the US Securities and Exchange Commission (SEC) with fraudulently running Secured Capital Strategies Fund. This is a private fund in which 11 investors were persuaded to invest about $2.8M. Cottone was permanently barred by the Financial […]<\/p>\n","protected":false},"author":2,"featured_media":21630,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4690,4689],"tags":[4692,4691,4288],"class_list":["post-21629","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-landolt-securities","category-misappropriation","tag-anthony-cottone","tag-landolt-securities","tag-misappropriation"],"yoast_head":"\nBroker Anthony Cottone Misappropriated $2.8M of Client Funds<\/title>\n<meta name=\"description\" content=\"Did you work with broker Anthony Cottone? The ex-Landolt Securities broker allegedly misappropriated $2.8 million of client funds. Learn more.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/anthony-cottone-misappropriated-client-funds\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Anthony Cottone Misappropriated $2.8M of Client Funds\" \/>\n<meta name=\"twitter:description\" content=\"Did you work with broker Anthony Cottone? The ex-Landolt Securities broker allegedly misappropriated $2.8 million of client funds. 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