{"id":21687,"date":"2022-03-10T04:00:24","date_gmt":"2022-03-10T10:00:24","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=21687"},"modified":"2022-03-10T12:52:56","modified_gmt":"2022-03-10T18:52:56","slug":"broker-andrew-elsoffer-suspeneded","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-andrew-elsoffer-suspeneded\/","title":{"rendered":"FINRA Suspends Ex-Stifel Nicolaus Broker Andrew Elsoffer for Two Years"},"content":{"rendered":"

Ohio Financial Advisor Andrew Elsoffer Named in Multiple Customer Disputes<\/span><\/h2>\n

Andrew Bruce Elsoffer, who Stifel, Nicolaus & Co. fired in 2018, is suspended by the Financial Industry Regulatory Authority (FINRA) for two years, beginning March 7, 2022. The suspension comes in the wake of customer allegations that he exercised discretion in their accounts without their written authorization.\u00a0<\/span><\/p>\n

He also allegedly lent money to one client, his personal friend, for home renovations without the firm’s approval. The friend later repaid him.\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Ohio Financial Advisor Andrew Elsoffer Named in Multiple Customer Disputes Andrew Bruce Elsoffer, who Stifel, Nicolaus & Co. fired in 2018, is suspended by the Financial Industry Regulatory Authority (FINRA) for two years, beginning March 7, 2022. The suspension comes in the wake of customer allegations that he exercised discretion in their accounts without their […]<\/p>\n","protected":false},"author":5,"featured_media":21688,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3747],"tags":[4710,4280,4709],"class_list":["post-21687","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-stifel-nicolaus-co-inc","tag-andrew-elsoffer","tag-broker-negligence","tag-stifel-nicolaus"],"yoast_head":"\nBroker Andrew Elsoffer Suspended by FINRA for Two Years<\/title>\n<meta name=\"description\" content=\"Ex-Stifel Nicolaus broker Andrew Elsoffer has been suspended by FINRA over customer allegations of unsuitability and negligence. 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